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Rules of Evidence
The rules of Evidence
128
Law
Professional
09/10/2013

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Cards

Term
Rule 611.  Mode and Order of Examining Witnesses and Presenting Evidence
Definition

(a)Control by the court; Purposes.  The court should exercise reasonable control over the mode and order of examining Witnesses and presenting evidence as to:

(1)make those procedures effective for determing the truth;

(2) avoid Wasting time, and

(3) protect witnesses from harassment or undue embarrassment

(b) Scope of Cross-Examination. Cross-examination should not go beyond the subject matter of the direct examination and matters affecting the witness's credibility.  The court may allow inquiry into additional matters as if on direct examination.

(c) Leading Questions.  Leading questions should not be used on direct examination except as necessary to develop the witness's testimony.  Ordinarily the court should allow leading questions:

(1) on cross-examination; and

(2) when the party calls a hostile witness, and adverse party, or a witness identified with an adverse party 

Term
Rule 201.  Judicial Notice of Adjudicative Facts.
Definition

(a) Scope. This rule governs judicial notice of an adjudicative fact only, not a legislative fact

(b) Kinds of Facts that may be Judicially Noticed.  The court may judicially notice a fact that is not subject to reasonable dispute because it

(1) is generally known within the trial court's territorial jurisdiction, or

(2) can be accurately and readily determined from sources whose accuracy can't reasonably be questioned.

(c)Taking Notice. The court:

(1)may take judicial notice on its own; or

(2) must take judicial notice if a party requests it and the court is supplied with the necessary information

(d)Timing. The court mau take judicial notice at any stage of the proceeding.

(e) Opportunity to be Heard.  On timely request, a party is entitled to be heard on the propriety of taking judicial noticeand the nature of the fact to be noticed.  If the court takes judicial notice before notifying a party, the party, on request is still entitled to be heard.

(f) Instructing the Jury.  In a civil case, the court must instruct the jury to accept the noticed fact as as conclusive.  In a criminal case, the court must instruct the jury that it may or may not accept the noticed fact as conclusive.

Term
Rule 301. Presumption in Civil Cases Generally.
Definition
In a civil case, unless a federal statute or these rules provide otherwise, the party against whom a presumption is directed has the burden of producing evidence to rebut the presumtion.   But this rule does not shift the burden of persuation, which remains on the party who had it originally.
Term
Rule 1001.  Definitions that Apply to this Article.
Definition

In this article:

(a) a "writing" consists of letters, words, numbers, or their equivalent set down in any form.

(b)a "recording" consists of letters, words, numbers, or their equivalent recorded in any manner.

(c)A "photograph" means a photographic image or its equivalent stoed in any form.

(d) an "original" of a writing or recording means the writing or recording itself or any counterpart intended to have the same effect by the person who executed or issued it.  For electronically stored information, "original" means any printout-or other output readable by sight - if accurately reflects the information.  An "original" of a photograph includes the negative or a print from it. 

Term
Rule 1002.  Requirement of the Original.
Definition
An original writing, recording, or photograph is required in order to prove its content unless these rules of a federal statute provides otherwise.
Term
Rule 1003.  Admissibility of Duplicates.
Definition
A duplicate is admissible to the same extent as the original unless a genuine question is raised about the original's authenticity or the circumstances make it unfair to admit the duplicate.
Term
Rule 1004.  Admissibility of Other Evidence of Contents
Definition

An original is not required and other evidence of the content of a writing, recording, or photograph is admissible if:

(a) all the originals are lost or destroyed, and not by the proponent acting in bad faith;

(b) an original can't be obtained by any available judicial process;

(c) the party against whom the original would be offered had control of the original; was at that time put on notice, by pleading or otherwise, that the original would be a subject of proof at the trial or hearing; and fails to produce it at the trial or hearing; or

(d) the writing, recording, or photograph is not closely related to a controlling issue

Term
Rule 1005. Copies of Public Records to Prove Contents.
Definition
The proponent may use a copy to prove the content of an official record-or of a document that was recorded or filed in a public office as authorized by law-if these conditions are met: the record or document is otherwise admissible; and the copy is certified as correct in accordance with Rule 902(4) or is testified to be correct by a witness who has compared it with the original.  If no such copy can be obtained by reasonable diligence, then the proponent may use other evidence to prove the content
Term
Rule 1006.  Summaries to Prove Content.
Definition
The proponent may use a summary, chart, or calculation to prove the content of voluminous writings, recordings, or photgraphs that can't be conveniently examined in court.  The proponent must make the originals or duplicates available for examination or copying, or both, by other parties at a reasonable time or place.  And the court may order the proponent to produce them in court.
Term
Rule 1007.  Testimony or Statements of a Party to Prove Content.
Definition
The proponent may prove the content of a writing, recording, or photograph by the testimony, deposition, or written statement of the party against whom the evidence is offered.  The proponent need not account for the original.
Term
Rule 1008. Functions of the Court and Jury.
Definition

Ordinarily, the court determines whether the proponent has fulfilled the factual conditions for admitting other evidence of the content of a writing, recording, or photograph under rule 1004 and 1005.  But in a jury trial, the jury determines-in accordance with rule 104(b)-any issue about whether:

(a) an asserted writing, recording, or photograph ever existed;

(b) another one produced at the trial or hearing is the original; or

(c) other evidence of content accuarately reflects the content

Term
Rule 901. Authentication or Identifying Evidence. A) In General
Definition

(a)In General.  To satisfy the requirement of authenticating or identifying an item of evidence, the proponent must produce evidence sufficient to suppost a finding that the item is what the proponent claims it is.

 

Term
Rule 902. Evidence that is Self-Authenticating.
Definition

The following items of evidence are self-authenticating; they require no extrinsic evidence of authenticity in order to be admited

 

Term

Rule 401. Test for Relevant Evidence.

Definition

Evidence is relevant if:

(a) it has any tendency to make a fact more or less probable than it would be without the evidence; and

(b) the fact is of consequence in determining the action

Term
Rule 402.  General Admissibility of Relevant Evidence.
Definition

Revelant evidence is admissible unless any of the following provide otherwise:

  • The US Constitution
  • a federal statute
  • these rules, or
  • other rules prescribed by the Supreme Court

Irrelevant evidence is not admissible

Term
Rule 403. Excluding Relevant Evidence for Prejudice, Confusion, Waste of Time, or other Reasons.
Definition
The court may exclude relevant evidence if its probative value is substantially outweighed by a danger of one or more of the following: unfair prejudice, confusing the issue, misleading the jury, undue delay, wasting time, or needlessly presenting cumulative evidence
Term
Rule 404(a). Character Evidence.
Definition

(a) character Evidence

(1) Prohibited Uses.  Evidence of a person's character or character trait is not addmissible to prove that on a particular occasion the person acted in accordance with the character trait.

(2) Exceptions for a Defendant or Victim in a Criminal Case. The following exceptions apply in a criminal case:

(a) a defendant may offer evidence of a defendants pertinent trait, and if the evidence is admitted, the prosecutor may offer evidence to rebut it

(b) subject to the limitation in rule 412, a defendant may offer evidence of an alleged vitcim's pertinent trait, and if the evidence is admitted the prosecutor may:

(i) offer evidence to rebut it; and

(ii) offer evidence of the defendant's same trait; and

(c) in a homicide case, the prosecutor may offer evidence of the alleged victim's trait of peracefulness to rebut evidence that the victim was the first aggressor.

(3) Exceptions for a witness. Evidence of a witness's character may be admitted under rules 607, 608, and 609

Term
Rule 404(b).  Crimes, Wrongs, or Other Acts.
Definition

(b) Crimes, Wrongs, or Other Acts

(1) Prohibited Uses. Evidence of a crime, wrong, or other act is not admissible to prove a person's character in order to show that on a particular occasion the person acted in accordance with the character.

(2) Permitted Uses; Notice in a Criminal Case.  This evidence may be admissible for another purpose, such as proving motive, opportunity, intent, preparation, plan, knowledge, identity, absence of mistake, or lack of accident.  On request by a defendant in a criminal case the prosecutor may,

(a) provide reasonable notice of the general nature of any such evidence that the prosecutor intends to offer at trial; and

(b) do so before trial - or during trial if the court, for good cause, excuses lack of pretrial notice

Term
Rule 405.  Methods of Proving Character.
Definition

(a) By Reputation or Opinion.  When evidence of a person's character or character trait is admissible, it may be proved by testimony about the person's reputation or by testimony in the form of an opinion.  On cross-examination of the character witness, the court may allow an inquiry into relevant specific instances of the person's conduct.

(b) By Specific Instances of Conduct.  When a person's character or character trait is an essential element of a charge, claim, or defense, the character or trait may also be proved by relevant specific instances of the person's conduct.

Term
Rule 406. Habit; Routine Practice.
Definition
Evidence of a person's habit or an organization's routine practice may be admitted to prove that on a particular occasion the person or organization acted admitted to prove that on a particular occasopm tje person or organization acted in accordance with the habit or toutine practice.  The court may admit this evidence regardless of whether it is corroborated or whether there was an eyewitness.
Term
Rule 412. Sex-Offense Cases: The Victim's Sexual Behavior or Predisposition.
Definition

(a) Prohibited Uses. The following evidence is not admissible in a civil or criminal proceeding incolcing alleged sexual misconduct.

(1) evidence offered to prove that a victim engaged in other sexual behavior, or

(2) evidence offed to prove a victim's sexual predisposition.

(b) Exceptions.

(1) Criminal Cases. The court may admit the following evidence in a criminal case:

(a) evidence of a specific instances of a victim's sexual behavior, if offered to prove that someone other than the defendant was the source of semen, injury, or other physical evidence.

(b) evidence of specific instances of a victim's sexual behavior with respect to the personaccused of the sexual misconduct, if offered by the defendant to prove consent or if offered by the prosecutor; and

(c) evidence whose exclusion would violate the defendants constitutional right

(2) Civil Cases. In a civil case, the court may admit evidence offered to prove a victim's sexual behavior or sexual predisposition if its probative value substantially outweighs the danger of harm to any victim and of unfair prejudice to any party.  The court may admit evidence of a victim's reputation only if the victim has placed it in controversy.

(c) Procedure to Determination Admissibility.

(1) Motion. If a party intends to offer evidence under Rule 412(b), the party must:

(a) file a motion that specifically describes the evidence and states the purpose for which it is to be offered;

(b) do so at least 14 days before trial unless the court, for good cause, sets a different timel

(c) serve the motion on all parties; and

(d) notify the victim or, when appropriate, the victim's guardian or representative.

(2) Hearing. Before admitting evidence under this rule, the court must conduct an in camera hearing and give the victim and parties a right to attend and be heard. Unless the court orders otherwise, the motion, related materials, ad the record of the hearing must be and remained sealed.

(d) Definition of Victim. In this rule "victim" includes alleged victim

Term

Rule 413. Similar crimes in Sexual assualt cases

A) Permitted Uses

Definition
in criminal cases in which a defendant is accused of a sexual assualt, the court may admit evidence that the defendant committed any other sexual assualt.  The evidence may be considered on any matter to which it is relevant.
Term

Rule 413. Similar Crimes in Sexual Assualt

b) Disclosure to defendant

Definition
if the prosecutor intends to offer this evidence the prosecutor must disclose it to the defendant including witnesses, statements or a summary of the expected testimony.  The prosecutor must do so at least 15 days before trial or at a later time that the court allows for good cause
Term

Rule 413.  Similar Crimes in Sexual Assualt Cases

c) effect on other rules

Definition
this rule does not limit the admission or consideration of evidence under any other rule
Term

Rule 413.  Similar Crimes in Sexual Assualt Cases

d) definitions of sexual assualt

Definition

in this rule and rule 415, sexual assult means a crime under federal law or under state law (as state is defined in 18 usc 513) involving

1)any contact prohibited by 18 usc chapter 109a

2)contact, without consent, between any part of the defendants body, or an object, and another persons genitals or anus

3)contact, without consent, between the defendants genitals or anus and any part of another person's body

4)deriving sexual pleasure of gratification from inflicting death, bodily injury or physical pain on another person

5) an attemp or conspiracy to engage in conduct described in subparagraphs 1-4

Term

Rule 414.  Similar crimes in Child Molesation cases

a) permitted uses

Definition
in a criminal case in which a defendant is accused of child molestation, the court may admit evidence that the defendant committed any other child molestation.  The evidence may be considered on an matter to which it is relevant
Term

Rule 414.  Similar crimes in Child Molestation Cases

b)disclosure to defendant

Definition
if the prosecutor intends to offer this evidence, the prosecutor must disclose it to the defendant, including witnesses' statements or a summary of the expected testimony.  The prosecutor must do so at least 15 days before trial or at a later time that the court allows for good cause
Term
Rule 414.  Similar Crimes in Child Molestation Cases
c) effect on other rules
Definition
this rule does not limit the admission or consideration of evidence under any other rule
Term

Rule 414.  Similar Cases in Child Molestation Cases

d) definition of child and child molestation

Definition

in this rule and rule 415

1)child means a person below the age of 14, and

2) child molestation means a crime under federal law or under state law (as state defined in 18 usc 513) involving

a) any contact prohibited by 18 usc chapter 109a and cimmitted with a child

b) any conduct prohibited by 18 usc chapter 110

c) contact between any part of the defendants body, or an object, and a childs genitals or anus

d) contact between the defendant genitals or anus and any part of a childs body

e) deriving sexual pleasure or gratification from inflicting death, bodily injury, or physical pain on a child; or

f) an attempt or conspiracy to engage in conduct described in subparagraphs a-e

Term

Rule 415.  Similar Acts in Civil cases involving sexual assualt or child molestation

a) Permitted Uses

Definition
In a civil case involving a claim for relief based on a party's alleged sexual assualt or child molestation the court may admit evidence that the party committed any other secual assualt or child molestation.  The evidence may be considered as provided in Rules 413 and 414.
Term

Rule 415.  Similar Acts in Civil Cases Involving Sexual Assualt or Child Molestation

b) Disclosure to the opponent

Definition
if a party intends to offer this evidence the party must disclose it to the party whom it will be offered, including witnesses' statements or a summary of the expected testimony.  the party must do so at least 15 days before trial or at a later time that the court allows for good cause
Term

Rule 415.  Similar Acts in Civil Cases Involving Sexual Assualt or Child Molestation

c) Effect on other rules

Definition
this rule does not limit the admission or consideration of evidence under any other rule
Term
Rule 407. Subsequent Remedial Meassures
Definition

When meassures are taken that would have made an earlier injury or harm less likely to occur, evidence of the subsquent measures is not admissible to prove

  • negligence
  • culpable conduct
  • a defect in product or its design
  • a need for a warning or instruction

but the court may admit this evidence for another purpose, such as impeachment, or if disputed, proving ownership, control, or the feasibility of precautionary measures.

Term

Rule 408.  Compromise offers and negotiations

a) prohibited uses

Definition

evidence of the following is not admissible, on behalf of any party, either to prove or disprove the validity or amount of a disputed claim or to impeach by a prior inconsistent statement or a contradiction

  1. furnishing, promising, or offering, or accepting, promising to accept, or offering to accept, a valuable consideration in compromising or attempting to compromise the claim; and
  2. conduct or a statement made during compromise negotiations about the claim, except when offered in a criminal case and when the negotiations related to a claim by a public office in the exercise of its regulatory, investigative, or enforcement authority
Term

Rule 408.  Compromise offers and negotiations

b) exceptions

Definition
the court may admit this evidence for another purpose, such as proving a witness's bias or prejudice, negating a contention of undue delay, or proving an effort to obstruct a criminal investigation or prosecution
Term
Rule 409. Offers to pay medical and similar expenses
Definition
evidence of furnishing, promising to pay, or offering to pay medical, hospital, or similar expenses resulting from an injury is not admissible to prove liability for the injury
Term
Rule 411. Liability Insurance
Definition
Evidence that a person was or was not insured against liability is not admissible to prove whether the person acted negligently or otherwise wrongfully.  But the court may admit this evidence for anotehr purpose, such as proving a witness's bias or prejudice or proving agency, ownership, or control
Term
Rule 601.  Competency to Testify in General
Definition
every person is competent to be a witness unless these rules provide otherwise.  But in a civil case, state law governs the witness's competency regarding a claim or defense for which state law supplies the rule of decision
Term
Rule 602.  Need for Personal Knowledge
Definition
a witness may testify to a matter only if evidence is intorduced sufficient to support a finding that the witness has personal knowledge of the matter.  Evidence to prove personal knowledge may consist of the witness's own testimony.  This rule does not apply to a witness's expert testimony under Rule 703
Term
Rule 603.  Oath or Affirmation to testify truthfully
Definition
Before testifying, a witness must give an oath or affirmation to testify truthfully.  It must be in a form designed to impress that duty on the witness's conscience.
Term
Rule 605.  Judge's Competency as a witness
Definition
The presiding judge may not testify as a witness at the trial.  A party need not object to preserve the issue.
Term

Rule 606.  Juror's competency as a Witness.

a) At the trial

Definition
a juror may not testify as a witness before the other jurors at the trial.  If a juror is called to testify, the court must give a party an opportunity to object outside the jury's presence.
Term

Rule 606.  Juror's Competency as a Witness.

b) during an inquiry into the Validity of a verdict or indictment

Definition

1) Prohibited testimony or Other Evidence

during an inquiry into the validity of a verdict or indictment, a juror may not testify about any statement made or incident that occurred duting the jury's deliberation; the effect of anything on that juror's or another juror vote; or any juror's mental processes concerning the verdict or indictment.  The court may not receive a juror's affidavit or evidence of a juror's statement on these matters.

2)Exceptions. a juror may testify about whether:

a) extraneous prejudicial information was improperly brought to the jury's attention

b)an outside influence was improperly brought to bear on any juror; or

c) a mistake was made in entering the verdict on the verdict form

Term
Rule 802.  The rule against hearsay
Definition

Hearsay is not admissible unless any of the following provides otherwise

  • a federal statute
  • these rules
  • other rules prescribed by the supreme court
Term
Rule 801. (A-C) Definition of Hearsay.
Definition

(A) statement. Statement means a persons oral assertion, written assertion, or nonverbal conduct, if the person intended it as an assertion

(B) Declarant.  Declarant means the person who made the statement.

(C) Hearsay.  Hearsay means a statement that:

1) the declarant does not make while testifying at the current trial or hearing

2) a party offers in evidence to prove the truth of the matter assertedin the statement

Term
Rule 801 (D)(1). A Declarant Witness's Prior Statement
Definition

d) statements that are not hearsay.  A statement that meets the following conditions is not hearsay

1) a declarant witness's prior statement.  The declarant testifies and is subject to cross examination about a prior statement, and the statement:

a) is inconsistent with the declarant's testimony and was given under penalty of perjury at a trial, hearing, or other proceeding or in a deposition

b) is consistent with the declarant's testimony and is offered to rebut an express or implied charge that the declarant recently fabricated it or acted from a recent improper influence or motive in so testifying

c)identifies a person as someone the declarant perceived eralier

Term
Rule 801(D)(2).  An Oppsing Party's Statement.
Definition

(D) statements that are not hearsay.  A statement that meets the following conditions is not hearsay

2) an opposing party's statement.  The Statement is offered against an opposing party and:

a) was made by the party in an individual or representative capacity

b) is one the party manifiested that if adopted or believed to be true

c) was made by a person whom the party authorized to make a statement on the subject

d) was made by the partys agent or employee on a mtter within the scope of the relationship and while it existed; or

e) was made by the partys coconspirator during and in furtherance of the conspiracy

the statement must be considered but does not by itself establish the declarant's authority under c; the existence or scope of the relationship under d; or the existence of the conspiracry or particpation in it under e.

Term
Rule 803.  Exceptions to the rule against Hearsay- Regardless of Whether the Declarant is available as a witness
Definition
The following are not excluded by the rule against hearsay, regardless of whether the declarant is available as a witness
Term
Rule 803(1).  Present Sense Impression
Definition
a statement describing or explaining an event or condition, made while or immediately after the declarant preceived it
Term
Rule 803(2).  Excited Utterance
Definition
A statement relating to a startling event or condition, made while the declarant was under the stress of excitement that it caused
Term
Rule 803(3). Then Existing mental, emotional, or physical condition
Definition
a statement of the declarant's then existing state of mind (such as motice intent or plan) or emotional, sensory, or physical condition (such as mental feeling, pain, or bodily health), but not includinga statment of memory or belief to prove the fact remembered or believed unless it relates to the validity or terms of the declarant's will
Term
Rule 803(4). Statement made for Medical Diagnosis or treatement
Definition

a statement that:

a) is made for, and is reasonably pertinent to, medical diagnosis or treatment; and

b) describes medical history; past or present symptons or sensations; their inception; or their general cause

Term
Rule 803(5).  Recorded Recollection.
Definition

A record that:

A) is on a matter the witness once knew about but now can't recall well enough to testify fully and accurately;

B) was made or adopted by the witness when the matter was fresh in the witness's memory; and

C) accurately reflects the witness's knowledge

if admitted, the record may be readinto evidence by may be received as an exhibit only if offered by an adverse party

Term
Rule 803(6).  Records of a Regularly Conducted Activity
Definition

a record of an act event condition opinion, or diagnosis if:

A) the record was made at or near the time by, or from information transmitted by, someone with knowledge

B)the record was kept in the course of a regularly conducted activity of a business, organization, occupation, or calling, whther or not for profit

c) making the record was a regular practive of that activity

D) all these conditions are shown by the testimony of the custodian or another qualified witness, or by a certification that complies with another qualified witness, or by a certification that complies with Rule 902(11) or (12) or with a statute permitting certification; and

E) neither the source of information not the method or circumstances of perparation indicate a lack of trustworthiness

Term
Rule 803(7).  Absence of a Record of a Regularly Conducted Activity.
Definition

Evidence that a matter is not included in a record described in paragraph 6 if:

a) the evidence is admitted to prove that the matter did not occur or exist

b) a record was regularly kept for a matter of that kind; and

c) neither the possible source of the information nor other circumstances indicate a lack of trustworthiness

Term
Rule 803(8). Public Record.
Definition

a record or statement of a public office if:

a) it sets out

i) the office's activities

ii) a matter observed while under a legal duty to report, but not including, in a criminal case, a matter observed by law enforcement personnel; or

iii) in a civil case or against the govt. in a criminal case, factual findings from a legally authorized investigation; and

b) neither the source of information nor other circumstances indicate a lack of trustworthyness

 

Term
Rule 803(9).  Public Records of Vital Statistic.
Definition
A record of a bearth, death, or marriage, if reported to a public office in accordance with a legal duty
Term
Rule 803(10) Absence of a Public Record.
Definition

Testimony or a certification under rule 902, that a diligent search failed to disclose a public record or statement if the testimony or certification is admitted to prove that:

a) the record or statement does not exist; or

b) a matter did not occur or exist, if a public office regularly kept a record or statement for a matter of that kind

Term
Rule 803(11) Records of Religious Orgs. concerning Personal or family history
Definition
a statement of birth, legitimacy, ancestry, marriage, divorce, death, relationship by blood or marriage, or similar facts of a relgious organizations
Term
Rule 803(12). Certificates of marriage, baptism, and similar cerimonies
Definition

 a statement of fact contained in a certificate:

A) made by a person who is authorized by a religious organization or by law to perform the act certified

b) attesting that the person performed a marriage or similar ceremony or administered a sacrament;

c) purporting to have been issued at the time of the act or within a reasonable time after it

Term
Rule 803(13) Family Record
Definition
A statement of fact about personal or family history contained in a family record such as the bible, genealogy, chart, engraving on a ring, inscription in a protrait, or engraving on an urn or burial marker
Term
Rule 803(14) records of documents that affect an interest in property
Definition

the record of a document that purports to establish or affect an interest in property:

A) the record is admitted to prove the content of the original recorded document, along with its signing and its delivery by each person who purports to have signed it

B) the record is kept in a public office

C) a statute authorizes recording documents of that kind in that office.

Term
Rule 803(15) statements in documents that affect an interest in property
Definition
a statement contained in a document that pruports to establish or affect an interest in property if the matter stated was releant to the document's purpose, unless later dealings with the property are inconsistent with the truth of the statement or the purport of the document
Term
Rule 803 (16) Statements in Ancient Documents
Definition
A statement in a document that is at least 20 years old and whose authenticity is established
Term
Rule 803 (17) Market Reports and Similar Commercial Publications
Definition
Market quotations, lists, directories, or other compilations that are generally relied on by the public or by persons in a particular occupation
Term
Rule 803 (18) Statements in learned treatises periodicals or Pamphlets
Definition

a statement contained in a treatise, periodical, or panphlet if

a) the statement is called to that attetion of an expert witness on cross examination or relied on by the expert on direct examination; and

b) the publication is estabilished as a reliable authority by the expert's admission or testimony, by another expert's testimony, or by judicial notice

Term
Rule 803(19) Reputation concerning Personal or Family History
Definition
A reputation among a person's family by blood, adoption, or marriage, or among a person's associates or in the community, concerning the person's birth, adoption, legitimacy ancestry, marriage, divorce, death, relationship by blood, adoption, or similar fact of personal or family history
Term
Rule 803(20) Repuation Concerning Boundaries or General History
Definition
A reputation in a community, arising before the controversy, concerning boundaries of land in the community or customs that affect the land, or concerning general historical events important to
Term
Rule 803 (21) Reputation concerning character
Definition
A reputation among a person's associates or in the community concerning the person's character
Term
Rule 803(22) Judgment of a previous Conviction
Definition

Evidence of a final judgment of conviction if

a) the judgment was entered after a trial or guilty plea, but not a nolo contendere plea

b) the conviction was for a crime punishable by death or by imprisonment for more than a year

c) the evidence is admitted to prove any fact essential to the judgment

d) when offered by the prosecutor in a criminal case for a purpose other than impeachment, the judgment was against the defendant

Term

Rule 804 Exceptions to the Rule against Hearsay- When Declarant is unavailable as a witness

a) criteria for being unavailable

 

Definition

a declarant is considered to be unavailable as a witness if the declarant

1) is exempted from testifying about the subject matter of the declarant's statement because the court rules that a privilege applies

2) refuses to testify about the subject matter despite a court order to do so

3) testifies to not remembering the subject matter

4) cant be present or testify at the trial or hearing because of death or a then existing infirmity, physical illness, or mental illness; or

5) is absent from the trial or hearing and the statement's proponent has not been able by process or other reasonable means to procure:

a) the declarants attendance in the case of a hearsay exception under rule 804b1 or 6; or

b) the declarants attendance or testimony in the case of a hearsay exception under rule 804b2,3, or 4

Term
Rule 804. B) the exceptions 1) former testimony
Definition

the following are not excluded by the rule against hearsay if the declarant is unavailable as a witness

1)former testimony: testimony that

a) was given as a witness at trial, hearing or lawful deposition, whether given during the current proceeding or a different one; and 

b) is now offered against a party who had, or in a civil case, whose predecessor is interest has, an opportunity and similar motive to develop it by direct, cross, or redirect

 

 

Term
Rule 804. B) Excepions. 2) statement under the beleif of imminent death
Definition
in a prosecution for homicide or in a civil case, a statement that the declarant, while believing the declarants death to be imminent, made about its causes or circumstance
Term
Rule 804. B) Exceptions. 3) statements against interest
Definition

a statement that:

a) a reaonable person in the declarants position would have made only if the person believed it to be true because, when made, it was so contrary to the declarant's proprietary or pecuniary interest or had so great a tendency to invalidate the declarant's claim against someone else or to expose the declarant to civil or criminal liability; or

b) is supported by corroborating circumstances that clearly indicate its trustworthyness, if it is offered in a criminal case as one that tends to expose the declarant to criminal liability

Term
Rule 804. B) Exceptions. 4) statement of personal of family history.
Definition

a statement about:

a) the declarant's own birth, adoption, legitimacy, ancestry, marriage, divorce, relationship by blood or marriage, or similar facts of personal family history, even though the declarant had no way of acquiring personal knowledge about the fact; or

b) another person concerning any of these facts, as well as death, if the declarant was related to the person by blood, adoption, or marriage or was so intimately associated with the person's family that the declarant's information is likely to be accurate.

Term
Rule 804. B) Exceptions. 6) statement offered against a party that wrongfully caused the declarants unavailability
Definition
a statement offered against a party that wrongfully caused, or aquiesced in wrongfully causing, the declarants unavailability as a witness, and did so intending that result
Term
Rule 807 Residual Exception. a) In general
Definition

under the following circumstances, a hearsay statement is not excluded by the rule against heasay even if the statement is not specifically covered by a hearsay exception in rule 803 and 804:

1) the statement has equivalent circumstantial guarantees of trustworthiness

2) it is offered as evidence of a material fact

3) it is more probative on the point for which it is offered than any other evidence that the proponent can obtain through reasonable efforts; and

4) admitting it will best serve the purpose of these rules and the interest of justice

Term
Rule 807.  Residual Exceptions. b) Notice
Definition
the statement is admissible only if, before the trial or hearing, the proponent gives an adverse party reasonable notice of the intent to offer the statement and its particulars, including the declarant's name and address, so the party has a fair opportunity to meet it
Term
Rule 607.  Who may impeach a Witness
Definition
any party, including the party that called the witness, may attack the witness's credibility
Term
Rule 608.  A Witness's character for truthfulness or untruthfulness. a) reputation or opinion evidence
Definition
a witness's credibility may be attacked or supported by testimony about the witness's reputation for having a character for truthfulness or untruthfulness, or by testimony in the form of an opinion about that character.  But evidence of truthful character is admissible only after the witness's character for truthfulness has been attacked.
Term
Rule 608.  A Witness's character for truthfulness or untruthfulness. B) Specific instances of conduct.
Definition

Except for a criminal conviction under rule 609, extrinsic evidence is not admissible to prove specific instances of a witness's conduct in order to attacl or support the witness's character for truthfulness.  But the court may, on cross-examination, allow them to be inquired into if they are probative of the character for truthfulness or untruthfulness of:

1) the witness; or

2) another witness whose character the witness being cross-examined has testified about

Term
Rule 609. Impeachment by evidence of a Criminal Conviction. A) in general
Definition

the following rules apply to attacking a witness's character for truthfulness by evidence of criminal conviction:

1)for a crime that, in the convicting jurisdiction, was punishable by death or by imprisonment for more than one year, the evidence

a) must be admitted, subject to rule 403, in a civil case or in a criminal case in which the witness is not a defendant; and

b) must be admitted in a criminal case in which the witness is a defendant, if the probative value of the evidence outweighs ist prejudicial effect to the defendant

2) for any crime regardlesss of the punishment, the evidence must be admitted if the court can readily determine that establishing the elements of the crim required proving, or the witness's admitting, a dishonest act or false statement

Term
Rule 609. Impeachment by evidence of a Criminal Conviction. b) limit on using the evidence after 10 years
Definition

this subdivision (b) applies if more than 10 years have passed since the witness's conviction or release from confinement for it whichever is later.  Evidence of the conviction is admissible only if:

1) its probative value, supported by specific facts and circumstances, substantially outweighs its prejudicial effect; and

2) the proponent gives an adverse party reasonable written notice of the intent to use it so that the party has a fair opportunity to contest its use.

Term
Rule 609. Impeachment by evidence of a Criminal Conviction. c) effect of a pardon, annulment, or certificate of rehabilitation
Definition

evidence of the conviction is not admissible if:

1) the conviction has been the subject of a pardon, annulment, certification of rehabilitation, or other equivalent procedure based on a finding that the person has been rehabilitated, and the person has not been convicted of a later crime punishable by death or by imprisonment for more than one year; or

2) the conviction has been the subject of a pardon, annulment, or other equivalent procedure based on a finding of innocence

Term
Rule 609. Impeachment by evidence of a Criminal Conviction. d) juvenile adjudications
Definition

evidence of a juvenile adjudication is admissible under this rule only if

1) it is offered in a criminal case

2) the adjudication was of a witness other than the defendant

3) an adult's conviction for that offense would be admissible to attack the adults credibility; and

4) admitting the evidence is necessary to fairly determine guilt or innocence

Term
Rule 609. Impeachment by evidence of a Criminal Conviction. e) pendency of an appeal
Definition
a conviction that satisfies theis rule is admissible even if an appeal is pending.  Evidence of the pendency is also admissible.
Term
Rule 701. Opinion Testimony by Lay Witnessess
Definition

if a witness is not testifying as an expert, testimony in the form of an opinion is limited to one that is

a) rationally based on the witness's perception

b) helpful to clearly understanding the witness's testimony or to determining a fact in issue; and 

c) not based on scientific, technical, or other specialized knowledge within the scope of rule 702

Term
Rule 702.  Testimony by expert witness
Definition

a witness who is qualified as an expert by knowledge, skill, experience, training, or education may testify in the form of an opinion or otherwise if:

a) the experts scientific, technical, or other specialized knowledge will help the trier of fact to understand the evidence or to determine a fact in issue

b) the testimony is based on sufficient facts or data

c) the testimony is the product of reliable principles and methods

d) the expert has reliably applied the principles and methods to the facts of the case

Term
Rule 703.  Based on Epert's Opinion Testimony
Definition
An expert may base an opinion on facts or data in the case that the expert has been made aware of or personally observed.  If experts in the particular field would reasonably rely on those kinds of facts or data in forming an opinion on the subject, they need not be admissible for the opinion to be admitted.  But if the facts or data would otherwise be inadmissible, the proponent of the opinion may disclose them to the jury only if their probative value in helping the jury evaluate the opinion substantially outweighs their prejudicial effect.
Term
Rule 704. Opinion on an Ultimate Issue
Definition

in general: not automatically objectionable. an opinion is not objectionable just because it embraces an ultimate issue

Exceptions.  In a criminal case, an expert witness must not state an opinion about whether the defendant did or did not havea mental state or condition that constitutes an element of the crime charged or of a defense.  Those matters are for the trier of fact alone.

Term
Rule 705. Disclosing the facts or data underlying an experts opinion
Definition
unless the court orders otherwise, an expert may state an opinion, and give the reasons for it, without first testifying to the underlying facts or data.  But the expert may be required to disclose those facts or data on cross-examination
Term
Rule 706. Court appointed expert witnesses. A) appointment process.
Definition
on a party's motion or on its own, the court may order the parties to show cause why expert witnesses should not be appointed and may ask the parties to submit nominations.  The court may appoint any expert that the parties agree on and any of its own choosing.  But the court may only appoint someone who consents to act.
Term
Rule 706. Court appointed expert witnesses. b) expert's role.
Definition

the court must inform the expert of the expert's duties.  The court may do so in writing and have a copy files with the clerk or may do so orally at a conference in which the parties have an opportunity to participate. the expert:

  1. must advise the parties of any findings the expert makes
  2. may be deposed by any party
  3. may be called to testify by the court or any party; and
  4. may be cross-examined by any party, including the party that called the expert
Term
Rule 706. Court appointed expert witnesses. c) Compensation
Definition

the expert is entitled to a reasonable compensation, as set by the court.  The compensation is payable as follows

1) in a criminal case or in a civil case involving just compensation under the fifth amendment, from any funds that are provided by law; and

2) in any other civil case, by the parties in the proportion and at the time that the court directs, and the compensations is then charged like other costs.

Term
Rule 706. Court appointed expert witnesses. d) disclosing the appointment to the jury
Definition
the court may authorize disclosure to the jury that the court appointed the expert
Term
Rule 706. Court appointed expert witnesses. e) parties choice of their own expert.
Definition
this rule does not limit a party in calling its own experts.
Term
Rule 501. Privilage in General
Definition

the common law, as interpreted by US courts in the light of reason and experience, governs a claim of privilege unless any of the following provides otherwise

  • the constitution
  • federal statute
  • rules prescribed by the supreme court

in civil cases, stat law governs privilege regarding a claim or defense for which state law supplies the rule of decision

Term
Rule 502. Attorney client privilege and work product; limitations of waiver
Definition
the following provisions apply, in the circumstances set out, to disclosure of a communication or information covered by the attorney client privilege or work product protection
Term
Rule 502. Attorney client privilege and work product; limitations of waiver. a) Disclosure made in a federal proceeding or to a federal office or agency, scope of a waiver
Definition

when the disclosure is made in a Federal proceeding or to a federal office or agency and waives the attorney client privilege or work product protection, the waiver extends to an undisclosed communication or information in a federal or state proceeding only if:

  1. the waiver is intentional
  2. the disclosed and undisclosed communications or information concern the same subject matter
  3. they ought in fairness to be considered together
Term
Rule 502. Attorney client privilege and work product; limitations of waiver. b) Inadvertent Disclosure
Definition

when made in a federal proceeding or to a federal office or agency, the disclosure does not operate as a waiver in a federal or state proceeding if:

  1. the disclosure is inadvertent
  2. the holder of the privilege or protection took reasonable steps to prevent disclosure
  3. the holder promptly took reasonable steps to rectify the error including (if applicable) following federal rule of civ pro 26b5b
Term

Rule 502. Attorney client privilege and work product; limitations of waiver. c) disclosure made in a state proceeding

 

Definition

when the disclosure is made in a state proceeding and is not the subject of a state court order concerning waiver, the disclosure does not operate as a waiver in the federal proceeding if the disclosure:

1) would not be a waiver under this rule if it had been made in a federal proceeding

2) is not a waiver under the law of the state where the disclosure occurred

Term
Rule 502. Attorney client privilege and work product; limitations of waiver. D) controlling effect of a court order
Definition
a federal court may order that the privilege or protection is not waived by disclosure connected with the litigation pending before the court, in which event the disclosure is also not a waiver in any other federal or state proceeding
Term
Rule 502. Attorney client privilege and work product; limitations of waiver. e) controlling effect of a party agreement
Definition
an agreement on the effect of disclosure in a federal proceeding is binding only on the parties to the agreement, unless it is incorporated into a court order
Term
Rule 502. Attorney client privilege and work product; limitations of waiver. f) controlling effect of this rule
Definition
notwithstanding rules 101 and 1101, this rule applies to state proceedings and to federal court annexed and federal court mandated arbitration proceedings, in the circumstances set out in the rule. And notwithstanding rule 501, this rule applies even if state law provides the rule of decision
Term

Rule 502. Attorney client privilege and work product; limitations of waiver. g) definitions

 

Definition

in this rule

  1. attorney client privilege means that protection that applicable law provides for confidential attorney client communications; and
  2. work product protection means the protection that applicable law provides for tangible material ( or its intangible equivalent) prepared in anticipation of litigation or for trial
Term
Rule 901. Authentication and Identification. B) Examples
Definition
the following are examples only - not a complete list - or evidence that satisfies the requirement
Term
Rule 901. Authentication and Identification. B) Examples 1) Testimony of a Witness with Knowledge
Definition
testimony that an item is what it is claimed to be
Term
Rule 901. Authentication and Identification. B) Examples (2)Nonexpert Opinion about Handwriting
Definition
A nonexpert's opinion that handwriting is genuine, based on a familiarity with it that was not acquired for the current litigation
Term
Rule 901. Authentication and Identification. B) Examples (3)Comparison by an expert witness or the trier of fact.
Definition
A comparison with an authentication specimen by an expert witness or the trier of fact.
Term
Rule 901. Authentication and Identification. B) Examples 4) Distinctive Characteristic and the Like
Definition
The appearance, contents, substance, internal patterns, or other distinctive characteristics of the item, taken together with all the circumstances.
Term
Rule 901. Authentication and Identification (5) Opinion about a Voice.
Definition
An opinion identifying a person's voice-whether heard firsthand or through mechanical or electronic transmission or recording-based on hearing the voice at any time under circumstances that connect it with the alleged speaker.
Term
Rule 901. Authentication and Identification (6) Evidence about a Telepohe Conversation.
Definition

For a telephone conversatio; evidence that a call was made to the number assigned at the time to;

(a) a particular person, if circumstances, including self identification, show that the person answering was the one called; or

(b) a particular business, if the call was made to a business and the call related to business reasonably transacted over the telephone

Term
Rule 901. Authentication and Identification (7) Evidence About Public Records
Definition

Evidence that:

(a) a document was recorded or filed in a public office as authorized by law, or

(b) a purported public record or statement is from the office where items of this kind are kept.

Term
Rule 901. Authentication and Identification 8) Evidence about Ancient Documents or Data Compliations.
Definition

For a document or data compilation, evidence that if:

(a) is in a condition that creates no suspicion about its authenticity;

(b) was in a place where, if authentic, it would likely be; and

(c) is at least 20 years old when offered.

Term
Rule 901. Authentication and Identification (9) Evidence about a Process or System.
Definition
Evidence describing a process or system and showing that it produces an accurate result.
Term
Rule 901. Authentication and Identification (10) Methods Provided by a Statute or Rule.
Definition
Any method of authentication or identification allowed by a federal statute or a rule prescribed by the Supreme Court.
Term
Rule 902. Evidence that is Self-Authenticating. (1) Domestic Public Documents that are Sealed and Signed
Definition

A document that bears:

(a) a seal purporting to be that of the US; any state, district, commonwealth or territory, or insular possession of the US; the former Panama Canal Zone; the trust territory of the Pacific Islands; a political subdivision of any of these entiteies; or a department, agency, or officer of any entity named above; and

(b) a signature purporting to be an execution or attestation.

Term
Rule 902. Evidence that is Self-Authenticating. (2) Domestic Public Documents that are not sealed but are signed and certified.
Definition

A document that bears no seal if:

(a) it bears the signature of an officer or employee of an entity named in rule 902(1)(A); and

(b) another public officer who has a seal and offical duties with that same entity certifies under seal-or its equivalent-that the signer has the official capacity and that the signature is genuine.

Term
Rule 902. Evidence that is Self-Authenticating. (3) Foreign Public Documents.
Definition

A document that purports to be signed or attested by a person who is authorized by a foreign country's law to do so.  The document must be accompanied by a final certification that certifies the genuineness of the signature and official position of the signer or attester - or of any foreign official whose certificate of genuineness relates to the signature or attestation or is in a chain of certificates of genuineness relating to the signature or atestation.  The certification may be made by a secretary of a US embassy or legislation; by a consul general, vice consul, or consular agent of the US; or by diplomatic or consular official of the foreign country assigned or accredited to the US.  If all parties have been given a reasonable opportunity to investigate the documents authenticityand accuracy the court may for good cause either:

(a) order that it be treated as presumptively authentic without final certification

(b)allow it to be evidence by an attested summary with or without final certification.

Term
Rule 902. Evidence that is Self-Authenticating. (4) Certified Copies of Public Record.
Definition

A copy of an offical record - or a copy of a document that was recorded or filed in a public office as authorized by law - if the copy is certified as correct by

(a) the custodian or another person authorized to make the certification; or

(b) a certificate that complies with Rule 902(1), (2) or (3), a federal statute, or a rule prescribed by the Supreme Court

Term
Rule 902. Evidence that is Self-Authenticating. (5) Official Publications.
Definition
A book, pamphlet, or other publication purporting to be issued by a public authority.
Term
Rule 902. Evidence that is Self-Authenticating. (6) Newspaper and Periodicals.
Definition
Printed material purporting to be a newspaper or periodical.
Term
Rule 902. Evidence that is Self-Authenticating. (7) Trade Inscriptions and the Like.
Definition
An inscription, sign, tag, or label purporting to have been affixed in the couse of business and indicating origin, ownership, or control.
Term
Rule 902. Evidence that is Self-Authenticating. (8) Acknowledged Documents.
Definition
A document accompanied by a certificate of acknowledgment that is lawfully executed by a notary or another officer who is authorized to take acknowledgments.
Term
Rule 902. Evidence that is Self-Authenticating (9) Commercial Paper and Related Documents
Definition
Commercial paper, a signature on it, and related documents, to the extent allowed by general commercial law.
Term
Rule 902. Evidence that is Self-Authenticating (10) Presumptions Under a Federal Statute.
Definition
A signature, document, or anything else that a federal statute declares to be presumptively or prima facie genuine or authentic.
Term
Rule 902. Evidence that is Self-Authenticating. (11) Certified Domestic Records of a Regularly Conducted Activity.
Definition
The original copy of a domestic record that meets the requirements of Rule 803(6)(a-c), as shown by a certification of the custodian or another qualified person that complies with a federal statute or a rule prescribed by the Supreme Court.  Before the trial or hearing, the proponent must give an adverse party reasonable written notice of the intent to offer the record - and must make the record and certification available for inspection - so that the party has a fair opportunity to challenge them,
Term
Rule 902. Evidence that is Self-Authenticating. (12) Certified Foreign Records of a Regularly Conducted Activity. 
Definition
In a civil case, the original or a copy of a foreign record that meets the requirements of Rule 902(11), modified as follows: the certification, rather than complying with the federal statute or Supreme Court rule, must be signed in a manner that, if falsely made, would subject the maker to a criminal penalty in the country where the certification is signed.  The proponent must also meet the notice requirement of rule 902(11).
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