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POL101W - Chapter 10 - Democracy in Action
Cue cards from Chapter 10 - Democracy in Action.
33
Political Studies
Undergraduate 1
12/10/2011

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Cards

Term
5 Requirements for Competitive Elections
Definition
- Elections should not unnecessarily restrict citizens’ right to vote (Called the franchise)
- Parties must be relatively free to assemble and put forward candidates
- Citizens must be presented with alternatives at elections
- Intimidation, violence, threats and bribes should not occur during campaigns or at polls
- The administration of elections should be fair, the counting/reporting of votes should honest and consistent
Term
The Bottom-Up View of Elections
Definition
Elections are mechanisms for allowing citizens to select their governments, to influence public policies and to be represented
Term
The Top-Down View of Elections
Definition
Competitive elections allow governments to control the democratic process by focusing dissent, by limiting political participation primarily to elections and by legitimizing a system in which citizens have little effective power
Term
6 Functions of Elections
Definition
- Choosing a government
- Mechanism of accountability
- Selection of representatives
- Conferral of legitimacy
- Establishing a policy mandate
- Mechanism for political education, mobilization and socialization
Term
3 Models of Electoral Representation
Definition
- Trustee model: Emphasizes that decisions are ultimately made according to the representatives’ own judgment. Citizens should trust their representatives’ judgment.
- Party model: Emphasizes that legislators are chosen on the basis of their party membership and as a result their responsibility is to support the party position
- Constituency model: Emphasizes the role that representatives play in supporting the interests of their constituents by helping them to deal with the large government bureaucracy, promoting government spending in the constituency and in some cases, generating employment opportunities
Term
Substantive and Descriptive Representation
Definition
Substantive – Having representatives who make decisions that are best for their constituency
Descriptive – Have political representatives whose physical characteristics (gender, ethnicity and age) mirror those of their constituency
Term
Districting
Definition
AKA redistribution. Refers to the drawing of electoral boundaries in order to establish territorial districts/constituencies from which one or more representatives will be sent to the legislature.
Term
Gerrymandering
Definition
The manipulation of district boundary lines to advantage a particular group (or to disadvantage another)
Term
Representation by Population
Definition
AKA rep by pop. Advvocates that electoral districts should be roughly equal in population to ensure that individuals receive a proportionate share of representation in government.
Term
Apportionment
Definition
The determination of representative seats according to population.
Term
Nonproportional Systems
Definition
- Constituency based and voters select a candidate on the ballot rather than a party
- Two types: Plurality (First Past the Post) and Majority
Term
Plurality System
Definition
- A nonproportional system
- AKA First Past the Post, used in Canada
- The candidate who wins more votes than any other is awarded the seat
Term
Majority System
Definition
- A nonproportional system
- Candidate must win a majority of votes (50% + 1) in order to win the seat
- Often one election will not find a winner, hence a majority is found through 1 of 3 methods:
1) Majority Run-Off System: A second vote is called and lists the top two candidates from the first ballot round.
2) Majority Plurality System: A second vote is called but the number of candidates usually stays the same (though a threshold may be imposed). The winner is the one who obtains a plurality (the most votes).
3) Alternative Vote System: Only one election occurs but voters rank the candidates in order of preferences. The winner must obtain a majority of first preferences. If no candidate earns a majority of first preferences, the second preferences of the last place candidate are transferred to the remaining candidates until one candidate achieves a majority.
- Ex. Australian House of Representatives
Term
Proportional Systems
Definition
- Award seats to parties in rough proportion to the share of votes earned
- Use multimember districts
- Two types: List System and Single Transferable Vote (STV)
Term
List System
Definition
- A proportional system using multimember districts
- Seats are awarded to parties that meet/exceed an electoral quota
- Closed-list system: Voters cast a single ballot for a party and candidates from that party's list are elected in the order that they appear on the list.
- Open-list system: Voters vote for a single party but can also choose to award votes individually to specific candidates/rank them on party lists.
- Ex. Israel and Switzerland
Term
Single Transferable Vote System (STV)
Definition
- A proportional system with multimember districts
- Voters rank their candidate choices across parties
- Candidates who meet a quota are awarded a seat
- Initial counting looks at fist preferences only; any candidate meeting the quota is elected
- Second preferences of any surplus votes (in excess of the quota0 are then transferred to remaining candidates
- The candidates who meet the quota are elected
- If seats are still vacant, the weakest candidate is eliminated and the second preferences from those ballots are allocated until the quota is met and all seats are allocated
- Ex. Ireland and Australian Senate
Term
Mixed Systems
Definition
- Combine elements of nonproportional and proportional electoral systems
- Ex. The Mixed Member Proportional System (MPP)
Term
The Mixed Member Proportional System (MPP)
Definition
Voters have two votes: one for the constituency representative and one for a party. A share of seats is allocated through single member districts and remaining seats are allocated in order to bring each party's seat share in line with the party's popular vote share.
Term
2 Criticisms of First-Past-the-Post Systems
Definition
- Votes for parties with anything less than a plurality are wasted, thus distorting seat shares and creating an overrepresentation of parties who win a plurality
- Parties whose support is concentrated in a certain region are more likely to be overrepresented in the legislature while parties with weak but more broadly dispersed support are likely to be underrepresented
Term
5 Potential Consequences of Moving to a Proportional System
Definition
1) The incentives for voting (fewer wasted votes) and for voting for smaller parties (as they would be more likely to gain seats) would increase and the turnout would increase and the system might become more fractionalized
2) Electoral results would likely become proportional and political parties would earn seat shares which more closely reflect the share of votes earned
3) The representation of minorities and women in legislatures could improve
4) Some PR systems would allow for voters rather than parties to have more say in determining which candidates get elected
5) Greater proportionality would translate into fewer majority governments and more coalition governments
Term
Three Models of Voting
Definition
- Sociological
- Sociopsychological
- Rational voting
Term
Sociological Model of Voting
Definition
- Explains voting by identifying the social forces that determine individual values/beliefs
- People make decisions based on: place of residence, religious group, ethnic background, social class, age, gender
- These factors work their influence indirectly
Term
The Sociopsychological Model of Voting
Definition
- Focuses on the psychological process of voting
- Like the sociological model, says that friends, family, ethnic groups and social cleavages likely shape the interests and values that voters bring to their vote decisions
- BUT, more important are personal/ political factors that occur closer in time to the decision
- Ex. Party identification – the longstanding psychological attachment or loyalty to a party that can directly influence where one is likely to put one’s X on the ballot
- Party identification acts as a filter through which individuals interpret election issues, candidates, parties and leaders (acts as a shortcut in the voting process)
Term
Rational Voting Model of Voting
Definition
- States that voting is a rational decision, not based on social ties or partisan identification
- Assumes that voters employ a process of evaluation involving the important issues in the campaign, their assessment of the candidates and their platforms and their evaluations of the party leaders
Term
3 Levels of Participation
Definition
- Individual (voting/organizing a rally)
- Organizational (volunteering time to an interest group or donating money to a campaign)
- Professional (working as a paid lobbyist or political appointee)
Term
Two Explanations for Protest Behaviour
Definition
1) Deprivation – political alienation and frustration with the system pushing individuals to pursue unconventional modes of political activity
2) Resource model - Protest behaviour is an alternative mechanism for drawing attention to a cause
Term
3 Tools of Direct Democracy
Definition
- The referendum
- The initiative
- The recall
Term
Referendum
Definition
- Allows citizens to vote directly on pieces of legislation or on constitutional questions
- Binding referendum – requires that the government act on the result of the referendum; provided great potential for citizen power
- Nonbinding referendums (AKA plebiscites) – do not tie a government to action, but their results are still hard to ignore
- Advantages – Public decisions are arrived at in a public manner through free and open debate, this leads to more political education as people will inform themselves more about issues if they have a say. People also vote for their own interests, not interests filtered by political representatives and parties. Referendums also provide a measure of legitimacy to the outcome, since “the people have spoken”
- Disadvantages – They can be used strategically by the political elite for purposes other than to solicit people’s views on the issue. The way a question is phrased can encourage a particular outcome. Also, they do not allow the public to shape the policy agenda. Rather, the people are provided with an opportunity to veto a government’s proposal. Also, we must question the public’s ability to deal with complex issues
Term
The Initiative
Definition
- A device that allows registered voters to use petitions to propose the introduction of new laws or change existing ones
- A successful petition can force a referendum on a proposed bill or even introduce a new bill into the legislature
- The initiative process should set requirements high to ensure that minority interests do not hijack the democratic process
- Once on the ballot, many of these initiatives pass, even when a majority opposes the measure, therefore resulting in unrepresentative influence
- In some cases, propositions are inconsistent with existing laws or constitutional requirements and can dangerously tie the legislature’s hands
Term
The Recall
Definition
- Allows registered voters to petition to remove a representative between elections
- Meant to increase representative accountability
- The required amount of signatures must be high so no minority group hijacks process
- Important mechanism for ensuring that representatives keep the interests of their constituents in mind
Term
Direct Democracy vs. Indirect Democracy
Definition
Direct: The people make decisions themselves like in Ancient Greece.

Indirect: The people elect representatives, who make the decisions for them
Term
Direct Elections vs. Indirect Elections
Definition
Direct; People elect the decisionmakers.

Indirect: People vote for representatives who then elect the decisionmakers (ex. The US and the Electoral College who elects the President)
Term

 

 

Arguments For/Against Canada Changing to a Proportional System

Definition

 

YES

NO

PR would eliminate the distortions produced by FPTP and ensure fair representation of all political tendencies

PR would lead to a fragmentation of the party system by enabling smaller parties to gain seats

PR would mitigate electoral regionalism by ensuring that parties receive a proportional share of seats in all regions

Decreased likelihood of forming single-party majority governments

PR would improve the parliamentary representation of women and other under-represented groups

Adoption of party lists and multimember districts would weaken the traditional nexus between MP and constituency

Fewer wasted votes; higher voter turnout rates

PR systems are more complex than FPTP systems

 

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