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DAU PMT 352B Exam 2
Exam 2
285
Other
Graduate
10/23/2011

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Term
Other Transaction Authority (OTA)
Definition
Refers to 10 USC 2371 authority to enter into transactions with other contracts, grants, or cooperative agreements.
Term
Are Other Transaction Authority (OTA) required to comply with the Federal Acquisition Regulation?
Definition
No, OTA is not required.
Term
Are Other Transaction Authority (OTA) required to comply with the Federal Acquisition Regulation?
Definition
No, OTA is not required.
Term
What are the expceptional circumstances for OTA?
Definition
Attract nontraditional defense contractors participating to a signficant extent and exploit the cost-reduction potential of accessing innovative or commercially developed technologies
Term
At least one-third of the total cost of the prototype project is to be paid out of funds provided by the parties to the transaction other than the Federal Government.
Definition
OTA - Other Transaction Authority (OTA)
Term
Other Transaction Authority (OTA)
Definition
A nontraditional defense contractor is a business unit that has not, for a period of at least one year prior to the date of the agreement, entered into or performed on 1) any procurement contract that is subject to fully coverage under the cost accounting standards prescribed pursuant to section 26 of the Office of Federal Procurmenet Policy Act (41 USC 422) and the regulations implementing such section: 2. Any other procurement contract in excess of $500,000 to carry out prototype projects or to perform basic, applied, or advanced research projects for the federal agency.
Term
Who is the key participants in Other Transaction Authorities?
Definition
PMs, A key participant is a business unit that makes a significant contribution to the prototype project, non defense contractors, and senior procurment executivie (SPE)
Term
ICD: Initial Capabilities Document
Definition
Resolves a specific capability gap, or set of capability gaps, identified through JCIDS analysis process.
Term
ICD: Initial Capabilities Document
Definition
The capability gap in terms of functional areas, the relevant range of military operations, time, obstacles to overcome and key attributes with approproriate outcome measures of effectiviness, e.g. distance, effect (including scale) etc.
Term
ICD: Initial Capabilities Document
Definition
The capability gap in terms of functional areas, the relevant range of military operations, time, obstacles to overcome and key attributes with approproriate outcome measures of effectiviness, e.g. distance, effect (including scale) etc.
Term
ICD: Initial Capabilities Document
Definition
Supports the concpet decision, technology development strategy, Milestone A acquisition decision, further refinement and/or development of integrated architectures and subsequent technology development phases.
Term
ICD: Initial Capabilities Document
Definition
Non-system specific and non-service, agency or activity specific to ensure capabilities are being developed in consideration of the joint context.
Term
ICD: Initial Capabilities Document
Definition
Proposes a range of approach(es) based on analysis of the relative cost, efficacy, sustainability, environment, HSI and risk posed by the approach(es) under consideration.
Term
ICD: Initial Capabilities Document
Definition
No requried to initiate an ACTD or ATD.
Term
Capabilities Dvelopment Document (CDD)
Definition
Guided by the ICD associated architectures, capability roadmaps, concept refinement and technology development activities.
Term
Capabilities Dvelopment Document (CDD)
Definition
Captures the information necessary to develop a proposed program(s), normally using an evolutionary acquisition strategy.
Term
Capabilities Dvelopment Document (CDD)
Definition
Includes KPPs
Term
Capabilities Dvelopment Document (CDD)
Definition
Outline overall strategy to develop capability
Term
Capabilities Dvelopment Document (CDD)
Definition
Guided by the ATD
Term
Capabilities Dvelopment Document (CDD)
Definition
Validated and approved by MSB
Term
Capabilities Dvelopment Document (CDD)
Definition
Provides the operational peroformance attributes, including supportability and allied and coalition interoperabiltiy fo rthe acq. community to design the proposed system.
Term
Capabilities Production Document (CPD)
Definition
Addresses the production attributes and quantities specific to a single increment of an acq. program
Term
Joint & IPCO (International Programs and Cooperative Opportunities)
Definition
Share's cost, risk, look for joint and international programs.
Term
Joint & IPCO (International Programs and Cooperative Opportunities)
Definition
Share technology capability
Term
Technology Readiness Assessment
Definition
Examines the program concepts, technology requirements, and demostrated technology capabilities in order to determine technological maturity.
Term
TRL 1
Definition
Basic principles observed and reported. Lowest level of S/W readiness.
Term
TRL 2
Definition
Technology concept and / or application formulated; invention begins.
Term
TRL 3
Definition
Analytical and experiement critical functions and / or characteristic proof of concept; active research and development is initiated
Term
TRL 4
Definition
Component and / or breadboard validation in lab environment. Basic components are integrated to establish that they will work together
Term
TRL 5
Definition
Component and / or breadboard validation in a relevant environment; Fidelity of breadboard technology increases significantly. The basic technology components are integrated with reasonable realistic supporting elements so it can be tested in a simulated environment.
Term
TRL 6
Definition
System / Subsytem model or prototype demonstration in a relevant environment; representive model or prototype system, which is well beyond TRL 5; is tested in a relevant enviroment
Term
TRL 7
Definition
System prototype demonstrated in an operational environment
Term
TRL 8
Definition
Actual system completed qualified thorugh test and demonstration. Proven to work in its final form and under expected conditions. Represents the end of true system development.
Term
TRL 9
Definition
Actual system provem through successful mission operations.
Term
Life Cycle Cost Estimating (LCCE)
Definition
The estimation of ownership costs shall begin as early as possible.
Term
What should be established prior to program initiation?
Definition
Life Cycle Cost Estimating (LCCE)
Term
Will be included in the CPD as life-cycle costs.
Definition
Life Cycle Cost Estimating (LCCE)
Term
Includes all DOTMLPF and policy costs.
Definition
Life Cycle Cost Estimating (LCCE)
Term
Prototype projects must be directly relevant to weapons or weapon systems proposed to be acquired by the DOD
Definition
OTA - Other Transaction Authority
Term
What is the critiera for an OTA?
Definition
1. At least one non traditional defense contractor participating to a significant extent in the prototype project.
2. no nontraditional defense contractor is participating
Term
To the maximum extent practicable, competitive procedures shall be used when entering into agreements to carry out prototype projects.
Definition
OTA - Other Transaction Authority
Term
To the maximum extent practicable, no transaction entered into under this authority provides for reseach that duplicates research being conducted under existing programs carried out by the DoD
Definition
OTA - Other Transaction Authority
Term
Nontraditional Contractor
Definition
a business unit that has not, for a period of at least one year prior to the date of the OT agreement, entered into or performed on 1) any procurement contract this is subject to full coverage under the cost accounting standards. 2) any other procurement contract in excess of $500,000 to carry out prototype projects or to perform basic, applied, or advanced reserach projects for a federal agency.
Term
ICD: Initial Capabilities Document
Definition
Describes capability gaps that exist in joint warfighting functions, as described in the applicable Family of Joint Future Concepts (CONOPS).
Term
ICD: Initial Capabilities Document
Definition
Establishes a linkage between the key charactestics identified in teh Family of Future Concepts and the capabilities identified in the FAA.
Term
Capabilities Dvelopment Document (CDD)
Definition
defining authoritative, measureable and testable capabilities needed by warfighters to support the SDD phase of an acq. program. Integrated architecture, applicable JCDs, the ICD.
Term
Capabilities Production Document (CPD)
Definition
The sponsor's primary means of providing authoritative, testable capabilties for the Production and Deployment Phase of an Acq program.
Term
Capabilities Production Document (CPD)
Definition
Finalized after design readiness review and is validated and approved before MS C
Term
International Cooperative Program
Definition
Any acq. system, subsystem, component or technology program with an Acq. Strategy (AS) that includes participation by one or more foreign nations, through an international agreement, during any phase of the system's life cycle.
Term
International Cooperative Program
Definition
Key objective is to reduce weapons system acq. cost cooperative development, production, and support and to enhance interoperability with coalition partners.
Term
CONCEPT Refinement Phase
Definition
Guided by the ICD and AOA
Refine initial concept
develops TDS from the original AOA
Exit: MDA approves
Term
Technology Development Phase
Definition
Guided by the ICD and TD
Reduces technical risk
determines the appropriate technology, develops the CDD
Entry: MSA A approval, TDS approval
Exit: Technical demonstration of a military useful capability "in a relevant environment" capable of being delivered in a relatively short time (typically 5 years for initial capabilty and 4 years for follow on capability)
Term
System Development and Demonstration Phase
Definition
Guided by the CDD and TEMP
Develop the system
Reduce integration and manufacturing risks
ensure operational supportabilty
Design for production
Determine Critical Program (CPI) management and Anti-Tamper
Demonstrate system integration and interoperability
During System Intergration (SI) develop prototypes
During System Development , T&E assess performance against Critical Technical Paramters (CTP) and KPPs and prototypes are "demonstrated in the intended enviorment"
Prepare CPD
Term
System Development and Demonstration Phase
Definition
Design Readiness Review (DRR); MDA considers # design reviews completed, # drawings completed, planned corrections - approval to proceed to System Development
Term
System Development and Demonstration Phase
Definition
Entry: MS B approval, technical maturity, approval of requirements, program fully funded, TRL6+
Term
System Development and Demonstration Phase
Definition
Exit: "demonstrated in its intended environment" with selected prototype, industrial capabilities are reasonably available, approved requirements are met, meets/exceeds established exit criteria and MS C entrance criteria
Term
Production and Deployment Phase
Definition
Guided by the CPD and TEMP
Achieve operational capabilty
Entry: MS C approval, approved CPD, accetable DT/OA, mature software, "no significant manufacturing risks"
LRIP develops manufacturing capability, provides IOT&E assets, deliveries exceeding 10% of total planned inventory required approval, must have at least one unit
MDA approval requried for FRP (FRPDR) and for IOC
Term
Mission Critical
Definition
loss will stop warfighter oeprations or direct mission support
Term
Mission Essential
Definition
basic and necessary for mission accomplishment
Term
Joint Interoperability
Definition
JITC test interoperability and certifies test results to J-6 with Joint Interoperabilty Test Cert
J-6 validates interoperabilty by issue Joint interoperabitlty Test Cert and the Ineroperability & Supportability (I&S) Cert to DOD CIO
Term
JITC
Definition
Test interoperability and certifies test results to J-6 with Joint Interoperabilty Test Cert
Term
J-6
Definition
Validates interoperabilty by issue Joint interoperabitlty Test Cert and the Ineroperability & Supportability (I&S) Cert to DOD CIO
Term
Internatioanl Cooperative Strategy
Definition
Must assess candiates per 10 USC 2350a
-Similar capability either in production or development by US ally
Satifies need or can with mod
Define adv. and disadv
-cost
-program timing
-technology sharing
-standardization and interoperability
Term
Life Cycle Cost Estimate
Definition
Based on constant (base year) dollars
Term
Parametic
Definition
based on statistical regression into Cost Estimating Relationships (CER)
Term
Analagous
Definition
based on historical data of similiar system
Term
Engineering estimates
Definition
based on "bottom up" costing of elements
Term
Actual
Definition
based on previous cost of same system
Term
Functional Area Analysis (FAA)
Definition
identifies operational reqruiements to achieve military objectives
Term
Functional Needs Analysis (FNA)
Definition
idenfies gaps between verified needs and current or programmed capabilities
Term
Functional Solutions Analsyis (FSA)
Definition
considers materiel and non-materiel solutions that completly satisfy at least one gapped need from the Functional Needs Analysis (FNA)
Term
Post Independent Assessment (PIA)
Definition
non-advocate review to ensure that prospective solutions list and selected solutions are valid
Term
Initial Capabilities Document (ICD)
Definition
idenfies the need to resolve a specific capability gap and the range of appropriate solutions
Term
CDD (Capabilities Development Document)
Definition
identifies an affordable increment of a needed capability, and includes KPPs
Term
Capabilities Production Document (CPD)
Definition
identifies a specific increment acq. that is to be pursued, and includes KPPs
Term
Joint Capabilities Document (JCD)
Definition
identifies joints requiring further analysis - may be referenced by several ICDs.
Term
Test and Evaluation (T&E)
Definition
-Assesses performance vs. requirements
-Measures risk
-Identifies deficiencies for corrections
Term
Test and Evaluation (T&E)
Definition
Governed by the TEMP
Term
Test and Evaluation (T&E)
Definition
Agrees with SEP, CDD, CPC, and Interoperatbility Support Plan (ISP)
Term
Who is the approval authority for Test and Evaluation (T&E) for DD, DT&E for OSD T&E Oversight prgorams
Definition
Deputy Director Development T&E
Term
Who is the approval authority for T&E for non-OSD oversight prorams
Definition
Component Acquisition Executive (CAE)
Term
When must the PM submit the T&E
Definition
45 days prior to MS decision
Term
-Use to maximum extent feasible
-Does not replace or supplant actual testing, augments
-Interface & Interoperability Risk Reduction
-Development Cost and Schedule Reduction
-T&E Cost Reduction
Definition
M&S (Modeling & Simulation)
Term
SOW
Definition
Detailed how to directions
Term
SOO
Definition
general statement of desired performance and capability
Term
SOO
Definition
-reduces RFP time
-encourages innovative solutions, flexible and nonrestrictive
-Proposals respond with detailed SOW
-Requires detailed, specific evaluation criteria for source selection
Term
SOO
Definition
-peformance requirements only
-pricable objects and objectives
-allow contractor to exercise maximum flexiblity in propsal response
-allow contractor to sue commerical or military specs and standards
-allow contractor to make data product recommendations
-allow contractor to propose schedule (except IOC)
Term
Section ___ evaluation criteria must include price
Definition
M
Term
Section __ evaluation criteria must include price, but should be deemphasized IAW
Definition
FAR 15.304(e).
All Evaluation Factors other than price when combined are signficantly more important than price
Term
Removes Risk to contractor
Definition
Fixed
Term
tied to desired peroformance or behavior or result, contractor controls risk
Definition
Incentive
Term
Subjective, requires periodic eval and award fee based on results and quality of performance
Definition
Award
Term
Less risky to USG, used when processes and product is stablized
Definition
Fixed Fee
Term
Less risky to the contractor, used when outcome uncertain or amount of work product required is not well defined - encourages businesses to participate
Definition
Cost Plus
Term
Applies to Prototype
Not subject to Federal Laws and Regulations per 10 USC 2371
Advanced payments are allowed
Definition
OTA - Other Transaction Authority
Term
Exploits innovative or commerically developed technologies
Definition
Other Transaction Authority (OTA)
Term
Encourages technology driven prototype efforts at lower TOCs with Quicker fielding
Definition
Other Transaction Authority (OTA)
Term
Stresses:
Competition
No duplication with ongoing or existing efforts
Involve counsel to protect USG
Definition
Other Transaction Authority (OTA)
Term
Requirements:
At least one non-traditional contractor (no DoD contract in at least a year)
No non-traditional contractors, but either
1/3 funds not USG, or
exceptional circumstances
Definition
Other Transaction Authority (OTA)
Term
Mandatory per DoDI 5000.64
Definition
Unique Identification (UID)
Term
New Equipment, Major Modifications, and Reprocurements
-Acq cost >$5000
-Serially managed, mission essential, controlled inventory
Definition
Unique Identification (UID)
Term
Can leverage existing serialization systems with approval
Definition
Unique Identification (UID)
Term
Not intended to be held for sale or consumed in normal operations
Definition
Equipment
Term
Subject to Depot of Field Level economical repair
Definition
Repairable
Term
Normally expended or used beyond recovery
Definition
Consumable
Term
Composted of or pertaining to physical substances
Definition
Materiel
Term
Based on then year dollars escalated for each FY
Definition
Program Objective Memorandum (POM)
Term
Any program, subprogram, modification, project or subproject not previously justified by DoD and funded by Congress thorugh the normal budget process
Definition
New Start
Term
Obtained required approval for funds realignment from Congressional Defense Committees via DD 1415.1 - prior approval (PA) reprogramming actions
Definition
New Start
Term
Required for ALL USG agencies (not just DoD)
Definition
Clinger-Cohen Act (CCA)
Term
Covers IT/IA requirements
Definition
Clinger-Cohen Act (CCA)
Term
DOD CIO Certification to Congress
Program Economic Analysis
Prior to MSA, MSB, or FRPDR
Definition
Clinger-Cohen Act (CCA)for MAIS Requirements
Term
Component CIO Confirmation to DOD CIO and MDA
LCCE
Prior to MSA, MSB, or FRPDR
Definition
MDAP Requirements for Clinger-Cohen Act (CCA)
Term
Allocate, Deconflict Frequencies and Bands to accomdate Specific Electronic functions
Definition
Sprectrum Certification
Term
Ensures compliance with national policies
Definition
Sprectrum Certification
Term
Ensures Sprectrum availability
Definition
Sprectrum Certification
Term
PM submits _______ Request for Frequency Spectrum Allocation to get _____ registry number.
Definition
DD form 1494, J/F-12
Term
Authorizes Frequency Spectrum Allocation Certification
Assigns interim frequencies issued for development efforts
Assigns final operational frequencies after MS C
Definition
Natl Telecommunication and Information Administration (NTIA)
Term
MDA's and PMs shall tailor program strategies and oversight, including documentation of program inforamtion, acq. phases, the timing and scope of decision reviews, and decision levels, to fit the particular conditions of that program, consistent with applicable laws and regulations and the time sensitivity of the capability need
Definition
Flexibilty
Term
Advanced technology shall be integrated into producible systems and deployed in the shortest time practicable. Approved, time-phased capability needs matched with the available technology and resources enable evolutionary acq. strategies. Evolution acq strategies are the preferred approach to satisfying operational needs. Sprial development is the preferred process for executing such strategies.
Definition
Responsiveness
Term
System, units, and forces shall be able to provide and accept data, information, materiel, and services to and from other systems, units and forces and shall effectively interoperate with other US Forces and coalition partners. Joint concepts and integrated architectures shall be used to characterize these interrelationships.
Definition
Interoperability
Term
To maximize competition, innovation, and interoperability, and to enable greater flexiblity in capitalizing on comercial technologies to reduce cost, acq. managers shall consider and use ______ ______ _______strategies for acquiring and sustaining products and services whenever feasible.
Definition
Performanced-Based Acquisition
Term
Purpose is to develop a system or increment of capability; reduce integration and manufacturing risk (technology risk reduction occurs during Technology Development); ensure operational supportability particular attention to reducing the logistics footprint, implement human systems integration (HSI); design for producibility; ensure affordablity and protection of critical program information (CPI) (anti-tamper); and demonstrate system integration, interoperability, safety and utility
Definition
System Development and Demonstration
Term
A system acq. strategy and test evaluation master plan (TEMP)
Definition
System Development and Demonstration
Term
Dedicate Initial Operation Test and Evaluation (IOT&E) required
Definition
System Development and Demonstration
Term
Who approves live fire test and evaluation (LFT&E) stategy shall LFT&E
Definition
A Director, Operational Test & Evaluation (DOT&E)
Term
Follow-on Operational Test and Evaluation (FOT&E) required
Definition
System Development and Demonstration
Term
What are the two major efforts for System Development and Demonstration
Definition
System Integration and System Demonstration
Term
What is the entrance point for System Development and Demonstration?
Definition
MS B
Term
What is the milestone for initiation of an acq. program
Definition
MS B System Development and Demonstration
Term
What is the System Development and Demonstration (SDD) entrance criteria?
Definition
Depends on technology maturity
approved requirements and funding
Term
Programs that enter MS __ shall have an ____ and a _____ that describes specific program requirements
Definition
MS B, ICD and CDD
Term
The ___________ and ________ of technology risk, which allows less costly and less time consuming systems development is a crucial part of overall program management and is especially relevant to meeting _____ and _____ goals.
Definition
management and mitigation
cost and schedule
Term
Prior to __________ __________ and ________, users shall identify the requirements.
Definition
System Development and Demonstration
Term
An approved minimum set of _______, included in the ______ will guide the efforts of the System Development and Demonstration phase
Definition
KPP, CDD
Term
At Milestone ____, the PM shall prepare and the _____ shall approve an _______ ________ to guide acty during the SDD.
Definition
B, MDA, Acquisition Strategy
Term
At what Milestone is the evolutionary acq program begins?
Definition
B
Term
At what milestone does the production resulting from the evolutionary acq increment begin?
Definition
MS C
Term
Each program or increment shall have an _______ ________ ______.
Definition
Acquisition Program Baseline (APB)
Term
Esablished program goals thresholds and objectives for the mimimum number, cost, schedule and performance parameters describe the program overall life cycle
Definition
Acquisition Program Baseline (APB)
Term
PM has been assigned, requriements have been approved, and system level development is ready to begin.
Definition
SDD - System Development and Demonstration
Term
Transition into _______ _______ and ____ requires full funding needed for all current and future efforts to carry out the acq. strategy in the budget and out year program
Definition
System Development and Demonstration
Term
Effort to integrate subsystems, complete design, and reduce system level risk. The program shall enter ______ _______ when the PM has a technical solution for the system, but has not yet integrated the subsystems into a complete system.
Definition
System Integration
Term
What document guides the System Integration effort which typically includes the demonstration of prototype articles or engineering development models (EDM)
Definition
CDD
Term
What provides an opportunity for mid-phase assessemnt of design maturity?
Definition
Design Readiness Review
Term
The successfull completion of the ____ _____ ____ ends System Integration and continues the SDD phase into the System Demonstration?
Definition
Design Readiness Review (DRR)
Term
Demonstrates the ability of the system to operate in a useful way consistent with approved KPPs
Definition
System Demonstration
Term
The program shall enter _____ _____ when the PM has demonstrated the sytem in prototypes or EDMs.
Definition
System Demonstration
Term
This effor shall end _____ _____ once proven in its intended environment and the system meets or exceeds exit crieria and MS _____ entrance requirements.
Definition
System Demonstration, C
Term
DoD may not conduct operational testing (i.e. oeprational assessment (OA), IOT&E or FOT&E) until ______ approves
Definition
DOT&E
Term
Overarching process that a program team applies to transition from stated capability need to an operationally effective and suitable system.
Definition
System Engineering
Term
Encompasses the application of ____ ____ processes across the acq life cycle and is intended to be the integrating mechanism for balanced solutions addressed capability needs, design considerations and constraints as well as lmitation imposed by technology, budget, and schedule.
Definition
System Engineering
Term
Applied early in concept defintion and continuous throughout total life cylce.
Definition
System Engineering
Term
An interdisplinary approach or a structured, disciplined, and documented technical effort to simultaneously design and develop systems and products and processes to satisfy the needs of the customer.
Definition
System Engineering
Term
Transforms needed operational capabilities into an integrated system design througout concurrent consideration of all life cycle needs
Definition
System Engineering
Term
Provides a systematic set of processes to help coordinate and integrate actys througout the life cycle of the system
Definition
System Engineering
Term
The _______shall implement a robust SE approach to translate operational needs and capabilities into operationally suitable increments of a system
Definition
PM
Term
Translates user-defined capabilities into operational system specs consistent with cost, schedule and performance constraints
Definition
SE WIPT
Term
Is the planning for and management of the entire acq. life cycle of a DOD system?
Definition
Total Life Cycle Systems Management (TLCSM)
Term
Who is the single point of accountability for accomplishing program objectives for total Lifecycle systems management, including sustainment?
Definition
PM
Term
Who shall apply human systems integration (HSI) to optimize total system performance (h/w, s/w and human) operational effectiveness, suitablity, survivability, safety and affordabilty?
Definition
PM
Term
When does Planning for Operation and Support and the estimation of total ownership costs begin?
Definition
as early as possible
Term
What is a key component of performance and when is it considered?
Definition
Supportabilty, throughout the system life cycle
Term
What management considerations should permeate the decision making of all acq functions and communities?
Definition
TLCSM Total Life Cycle Systems Management
Term
What management considerations should permeate the decision making of all acq functions and communities?
Definition
TLCSM Total Life Cycle Systems Management
Term
What shoudd be considered for framing the decision making for sustainment logistics?
Definition
Total Life Cycle Systems Managmeent (TLCSM)
Term
TLCSM factors should be considered by the participants in the _______ even before the PM is assigned.
Definition
JCIDS
Term
_______ determination of performance capabilties whould reflect ______ considerations.
Definition
JCIDS, TLCSM
Term
-Single point of accountability
-Evolutionary Acq
-Supportabilty and sustainment as key elements of performance
-Performanced based startegies, incl. logistics
-Increased Reability and reduced logistics footprint
-Continuing reviews of sustainment strategies
Definition
TLCSM Total Life Cycle Systems Management
Term
Established early in the program defintion stages and updated periodically as the program matuers.
Definition
Systems Engineering Plan (SEP)
Term
The overall SE stragey should be addressed and integrated with al other program strategies
Definition
Systems Engineering Plan (SEP)
Term
SE enables TLCSM, and provides the framework to aid decision making about trade offs between system performance, cost and schedule
Definition
Systems Engineering Plan (SEP)
Term
Should be applied at the inital stages of program formulation to provide the integrated technical basis for program strategies; acq. plans, acq. decisions, mangement of requirements, risks and design trades, integration of engineering, logistics, test, and cost estimation efforts among all stakeholders
Definition
Systems Engineering
Term
The ______ business approach means that all major materiel alternative considerations and major acq. functional decisions reflect an understanding of the effects and consequences of these decisions on Operations and Sustainment phase (including disposal) system effectiveness and affordability
Definition
TLCSM
Term
A management technique that uses multi-displanary teams (IPTs) to optimize design, manufacturing, and supportabilty processes
Definition
Integrated Product and Process Development IPPD)
Term
Facilitates meeting cost and performance objectives from system concept out through production and field support.
Definition
Integrated Product and Process Development IPPD)
Term
Broad, interdisplanary approach that includes not only the engineers, techical specialists, and customers in the IPTs, but also BFMs
Definition
Integrated Product and Process Development IPPD)
Term
SE System Life Cycle Processes
Definition
ISO/IEC 15288
Term
Processes for Engineering a System
Definition
ANSI/EIA 632
Term
SE Capability Model
Definition
EIA 731
Term
Application and Management of the SE Process
Definition
IEEE 1220
Term
What are the three SE standards that represent different levels of application?
Definition
-The International Organization for Standardization / International Electrotechnical Commission (ISO/IEC) 15288, SE System Life Cycle Processes
-The Electronic Industry Alliance (EIA) 632, Processes for Engineering
-The Institute of Electrical and Electronic Engineers (IEEE) 1220
Term
Covers the life cycle of a man-made system from concept through retirement. "It provides the processes for acquiring and supplying system products and services that are configured from one or more of the following types of system components: hardware, software, and humans. In addition, the framework provides for the assessment and improvement of the life cycle." This standard is designed to be used by an organization, a project within an organization, or an acquirer and a supplier via an agreement.
Definition
The International Organization for Standardization/International Electrotechnical Commission (ISO/IEC) 15288, SE-System Life Cycle Processes
Term
Defines the set of requirements for engineering a system. The processes in EIA 632 describe "what to do" with respect to the processes for engineering a system, which is the next level down from the ISO/IEC 15288 level of system life cycle processes.
Definition
The Electronic Industry Alliance (EIA) 632, Processes for Engineering a System
Term
Defines a SE process. It gives the next level of detail below the process requirements described in EIA 632. The process is described more at the task or application level. IEEE 1220 does not worry about "who does what" as some of the other standards do with the "acquirer-supplier" concepts.
Definition
The Institute of Electrical and Electronic Engineers (IEEE)
Term
To actually accomplish __________ _________, an organization would most likely need all three standards or a hybrid model of their own.
Definition
System Engineering
Term
-Decision Analysis
-Technical Planning
-Technical Assessment
-Requirements Management
-Risk Management
-Configuration Management
-Technical Data Management
-Interface Management
Definition
Technical Management Processes
Term
-Requirements Development
-Logical Analysis
-Design Solutions
-Implementation
-Integration
-Verification
-Validation
-Transition
Definition
Technical Processes
Term
The PM uses ______ ________ processes to manage the technical development of the system increments, including the supporting or enabling systems
Definition
Technical Management Processes
Term
Provide the basis for evaluating and selecting alternatives when decisions need to be made. DA involves selecting the criteria for the decision and the methods to be used in conducting the analysis. These analyses include, but are not limited to, trade studies, models and simulation, supportability analysis, level of repair analysis, post fielding support analysis, repair versus discard, and cost analysis.
Definition
Decision Analysis
Term
Ensures that the SE processes are applied properly throughout a system's life cycle. Addresses the scope of the technical effort required to develop the system. A mandated tool for this activity is the SE Plan. Required for each of the technical processes. For Implementation, Integration, Verification, Validation, and Transition processes and their accompanying systems can reveal constraints and interfaces that will result in derived technical requirements.
Definition
Technical Planning
Term
Activities that measure technical progress and the effectiveness of plans and requirements, activities within Technical Assessment include the activities associated with Technical Performance Measurement and the conduct of technical reviews;. a structured review process should demonstrate and confirm completion of required accomplishments and exit criteria as defined in program and system planning, activities discover deficiencies or anomalies that often result in the application of corrective action.
Definition
Technical Assessment
Term
Provides traceability back to user-defined capabilities as documented through the JCIDS. In evolutionary acquisition, the management of requirements definition and changes to requirements takes on an added dimension of complexity. The PM should institute to (1) maintain the traceability of all requirements from capabilities needs, (2) to document all changes to those requirements, and (3) to record the rationale for those changes. Emerging technologies and threats can influence the requirements in the current as well as future increments of the system.
Definition
Requirements Management
Term
In SE examines the risks of deviating from the program plan. It examines all aspects of the program, from conception to disposal, early in the program and in relation to each other. Most approaches have in common the practice of integrating design (performance) requirements with other Lifecycle issues such as manufacturing, operations, Environment, Safety, and Occupational Health considerations, and support.
Definition
Risk Management
Term
Is the application of sound business practices to establish and maintain consistency of a product's attributes with its requirements and product configuration information. It involves interaction among government and contractor program functions such as SE, design engineering, logistics, contracting, and manufacturing in an IPT environment. Includes system hardware, software, and documentation (data).
Definition
Configuration Management
Term
Refers to the information necessary for or associated with product development and sustainment, including the data associated with system development; modeling and simulation used in development or test; test and evaluation; installation; parts; spares; repairs; usage data required for product sustainment; and source and/or supplier data. Data specifically not included would be data relating to tactical operations information; sensor or communications information; financial transactions; personnel data; transactional data; and other data of a purely business nature.
Definition
Data Management
Term
Defense system data are acquired when needed to support the acquisition, operations, maintenance, or disposal of the system and to evaluate contractor performance. The applied SE process requires access to data to facilitate decision making, but does not necessarily require acquisition of all data. The data management processes assist in decision-making. Data management processes reveal the proper data to be acquired or accessed. The decision to purchase data should be made when access to required data is not sufficient to provide for life-cycle planning and system maintenance. The cost of data delivery should be a primary consideration. Other considerations include the following:

-Data requirements for spare and repair parts;

-Technical data needed for ordering and purchasing items for contingencies; and

-Circumstances under which the data may evolve over time to more useful or updated data.
Definition
Data Acquisition
Term
The PM is responsible for protecting system data, whether the data are stored and managed by the government or by contractors. The DoD policy with regard to data protection, marking, and release can be found in DoD Directive 5230.24, DoD Directive 5230.25, and DoD 5400.7-R. Data containing information subject to restrictions are required to be protected in accordance with the appropriate guidance, contract, or agreement. Guidance on distribution statements, restrictive markings, and restrictions on use, release, or disclosure, of data can be found in the DFARS Part 252.227-7013 & 7014, and DoD Directive 5230.24. When digital data are used, the data should display applicable restriction markings, legends, and distribution statements clearly visible when the data are first opened or accessed. These safeguards not only assure government compliance with use of data, they also guarantee and safeguard contractor data that are delivered to the government, and extend responsibilities of data handling and use to parties who subsequently use the data.
Definition
Data Protection
Term
The PM also has responsibility for addressing long-term storage and retrieval of data and associated program information - planning for digitizing continued need information, as appropriate and cost-effective. Such long-term planning and incremental digitization, as required, will assure that applicable data is available, preserved, and migrated to successive formats for future planning and use
Definition
Data Storage
Term
The process ensures interface definition and compliance among the elements that compose the system, as well as with other systems with which the system or system elements must interoperate. Control measures ensure that all internal and external interface requirement changes are properly documented in accordance with the configuration management plan and communicated to all affected configuration items.
Definition
Interface Management
Term
What does the risk management effort address?
Definition
Risk Planning
Risk Assessment
Risk Handling and mitigation strategies and
Risk Monitoring Approaches
Term
Includes identification and analysis of potential sources of risk to the program plan, including, but not limited to, cost, performance, and schedule risks based on such factors as:

-The technology being used and its related design;
-Manufacturing capabilities;
-Potential industry sources; and
-Test and support processes.
Definition
Risk Assessment
Term
The PM should identify:
-Identify contract vehicles which involve the transfer of sensitive data and technology to partner suppliers;
-Evaluate the risks that unfavorable export of certain technologies could pose for the program; and
-Develop alternatives to mitigate those risks
Definition
Risk Technology Transfer
Term
A _______ _______process guides the system products, processes, and related documentation, and facilitates the development of open systems. Configuration Management efforts result in a complete audit trail of decisions and design modifications.
Definition
Configuration Management
Term
Provides total life cycle configuration management planning for the program/project and manages the implementation of that planning;
Definition
Configuration Management Planning and Management
Term
Establishes a structure for products and product configuration; selects, defines, documents, and baselines product attributes; and assigns unique identifiers to each product and product configuration information item;
Definition
Configuration Identification
Term
Ensures that changes to a configuration baseline are properly identified, recorded, evaluated, approved or disapproved, and incorporated and verified, as appropriate;
Definition
Configuration Change Control
Term
Manages the capture and maintenance of product configuration information necessary to account for the configuration of a product throughout the product life cycle;
Definition
Configuration Status Accounting
Term
Establishes that the performance and functional requirements defined in the product definition information have been achieved by the design and that the design has been accurately documented in the product definition information.
Definition
Configuration Verification and Audit
Term
The program manger uses _______ _________ to design the system, subsystems, and components, including the supporting or enabling systems required to produce, support, operate, or dispose of a system. (The terminology used to indicate a subsystem is system element, component, or configuration item, depending on the SE context and phase of acquisition under discussion.)
Definition
Technical Processes
Term
Requirements Development
Definition
The process takes all inputs from relevant stakeholders and translates the inputs into technical requirements. DoD systems engineers primarily respond to the JCIDS(JCIDS) documents that identify capability gaps in need of a materiel solution. The PM should work with the user to establish and refine operational needs, attributes, performance parameters, and constraints that flow from JCIDS-described capabilities, and then ensure that all relevant requirements are addressed
Term
Requirements Development
Definition
-Performance parameter objectives and thresholds;
-Affordability constraints;
-Scheduling constraints; and
-Technical constraints
Term
Logical Analysis
Definition
The process of obtaining sets of logical solutions to improve understanding of the defined requirements and the relationships among the requirements (e.g., functional, behavioral, temporal). Once the logical solution sets are formed, the engineers allocate performance parameters and constraints, and then define derived technical requirements to be used for the system design
Term
Design Solution
Definition
Process translates the outputs of the Requirements Development and Logical Analysis processes into alternative design solutions and selects a final design solution. The alternative design solutions include:

-People, products, and process entities; and

-Related internal and external interfaces.
Term
Physical architectures
Definition
________ ________ should be sufficiently detailed to allow the following:

-Confirmation of upward and downward traceability of requirements;

-Confirmation of interoperability and open system performance requirements; and

-Demonstration of the appropriate products to satisfy the applicable acquisition phase exit criteria.
Term
The process that actually yields the lowest level system elements in the system hierarchy. The system element is made, bought, or reused. Making it involves the hardware fabrication processes of forming, removing, joining, and finishing; or the software processes of coding, etc. If implementation involves a production process, a manufacturing system is required to be developed using these same technical and technical management processes. Depending on the technologies and systems chosen when a decision is made to produce a system element, the Implementation process imposes constraints on the Design Solution process. If the decision is made to purchase or reuse an existing system element, the Implementation process may involve some adaptation or adjustments to the system element.
Definition
Implementation
Term
The _______ _______ gets the system element ready for the processes of Integration, Verification, and Validation. It should include some testing of the implemented system element before the element passes to the Integration Process. May also involve packaging, handling, and storage, depending on where or when the system element needs to be integrated into a higher-level assembly. Developing the supporting documentation for the system element--such as the manuals for operations, maintenance, and/or installation--are also a part of this process.
Definition
Implementation
Term
Integration
Definition
The process of incorporating the lower-level system elements into a higher-level system element in the physical architecture. The plan or strategy for this process, including the assembly sequence, may impose constraints on the design solution. An assembled system element, also developed with the technical and technical management processes, may include fixtures for hardware or compilers for software. It Also refers to the incorporation of the final system into its operational environment and defined external interfaces. Interface Management plays an important role, and iteration between the two processes will occur.
Term
Verification Process
Definition
Confirms that the system element meets the design-to or build-to specifications. It answers the question "Did you build it right?" As such, it tests the system elements against their defined requirements ("build-to" specifications).
Term
Validation Process
Definition
The _____ ______answers the question of "Did you build the right thing". As such, it tests the performance of systems within their intended operational environment, with anticipated operators and users. In the early stages of the system life cycle, it may involve prototypes, simulations, or mock-ups of the system and a model or simulation of the system's intended operational environment.
Term
The objective of ______ _____ ____ and ______is to provide a timely and reasonable assessment of the vulnerability/lethality of a system as it progresses through its development and prior to full-rate production
Definition
Live Fire Test and Evaluation LFT&E
Term
LFT&E
Definition
-Provide information to decision-makers on potential user casualties, vulnerabilities, and lethality, taking into equal consideration susceptibility to attack and combat performance of the system;

-Ensure that knowledge of user casualties and system vulnerabilities or lethality is based on testing of the system under realistic combat conditions;

-Allow any design deficiency identified by the testing and evaluation to be corrected in design or employment before proceeding beyond low-rate initial production; and

-Assess recoverability from battle damage and battle damage repair capabilities and issues.
Term
Means a system that DOT&E, acting for the Secretary of Defense, has determined to be a major system within the meaning of that term in 10 U.S.C. 2302(5) that is:

-user-occupied and designed to provide some degree of protection to its occupants in combat; or

-a conventional munitions program or missile program; or

-a conventional munitions program for which more than 1,000,000 rounds are planned to be acquired (regardless of whether or not it is a major system); or

-a modification to a covered system that is likely to affect significantly the survivability or lethality of such a system.
Definition
Covered System
Term
Covered Systems require which type of Test?
Definition
LFT&E
Term
Who approves the adequacy of the LFT&E Strategy before the program begins LFT&E
Definition
DOT&E
Term
LFT&E
Definition
Typically includes testing at the component, subassembly, and subsystem level, and may also draw upon design analyses, M&S, combat data, and related sources such as analyses of safety and mishap data. This is standard practice, regardless of whether the program culminates with full-up, system-level (FUSL) testing, or whether a waiver is obtained from FUSL testing. One of the purposes of conducting LFT&E early in the program life cycle is to allow time to correct any design deficiency demonstrated by the test and evaluation.
Term
Full-Up, System-level Testing (FUSL)
Definition
Is the testing that fully satisfies the statutory requirement for “realistic survivability testing” or “realistic lethality testing” as defined in 10 USC 2366.
Term
LFT&E
Definition
The statute requires an _______ program to include FUSL testing unless a waiver is granted in accordance with procedures defined by the statute. A waiver package must be sent to the Congressional defense committees prior to Milestone B; or, in the case of a system or program initiated at Milestone B, as soon as practicable after Milestone B; or if initiated at Milestone C, as soon as practicable after Milestone C. Typically, this should occur at the time of TEMP approval.
Term
What are the waiver criteria to not conduct testing for LFT&E
Definition
unreasonable expensive and impracticle
Term
“The Program Manager uses _______ _______ _______to manage the technical development of the system increments, including the supporting or enabling systems.”
Definition
Technical Management Process
Term
What are you looking at?
Definition
Ensures proper technical decision making for balancing
-Cost effectiveness
-Performance
-Schedule
-Supportability
-Robustness
Term
How are you comparing things?
Definition
Comprises
-Trade studies
-Supportability analysis
-Cost analysis
Term
What is your processes?
Definition
Defines and prioritizes decision criteria with respect to programmatic, technical, and total life cycle concerns
Term
"Provides the basis for evaluation and selection of technical alternatives
when decisions need to be made” (Example: “Make or Buy” decisions)
Definition
Decision Analysis
Term
Ensures proper application of the SE process throughout the system’s life cycle
Definition
Technical Planning
Term
What is the mandated tool for Technical Planning
Definition
System Engineering Plan (SEP)
Term
______________ ____________will be influenced by such things as interoperability constraints; size; transportability requirements; maintenance concept; affordability; reliability, availability, and maintainability goals; and schedule.
Definition
Decision Criteria
Term
How are you going to implement
SE throughout the life of the
Program?
Definition
Technical Planning
Term
Measures technical progress and maturation
Definition
Technical Assessment
Term
Technical Performance Measures
Definition
Forecasts values of essential performance parameters
- Measures values achieved by current design
- Determines impact of difference (forecast vs. current) on system effectiveness
Term
Technical Reviews
Definition
Demonstrates and confirms technical maturity and relevant exit criteria
Term
Establishes practices and procedures to ensure proper interface definitions, documentation and compliance throughout the system life cycle
Definition
Interface Management
Term
Interfaces
Definition
____________are among the most common sources of failure in complex systems
Term
“The Program Manager uses _________ ___________ to design the system, subsystems, and components, including the supporting or enabling systems required to produce, support, operate, or dispose of a system.” DAG, paragraph 4.2.3.2
Definition
Technical Processes
Term
Threat
Definition
The sensitivity of the program to uncertainty in the threat description, the degree to which the system design would have to change if the threat’s parameters change, or the vulnerability of the program to foreign intelligence collection efforts (sensitivity to threat countermeasure)
Term
Requirements
Definition
The sensitivity of the program to uncertainty in the system description and requirements except for those caused by threat uncertainty.
Term
Design
Definition
The ability of the system configuration to achieve the program’s engineering objectives based on the available technology, design tools, design maturity, etc.
Term
Test and Evaluation (T&E).
Definition
The adequacy and capability of the ________ program to assess attainment of significant performance specifications and determine whether the systems are operationally effective and suitable.
Term
Modeling and Simulation (M&S).
Definition
The adequacy and capability of __________ and ________ to support all phases of a program using verified, valid, and accredited tools.
Term
Logistics
Definition
The ability of the system configuration to achieve the program’s _________ objectives based on the system design, maintenance concept, support system design, and availability of support resources.
Term
Production
Definition
The ability of the system configuration to achieve the program’s ___________ objectives based on the system design, manufacturing processes chosen, and availability of manufacturing resources such as facilities and personnel.
Term
Concurrency
Definition
The sensitivity of the program to uncertainty resulting from the combining or overlapping of life-cycle phases or activities.
Term
Capability of the Developer
Definition
The ability of the developer to design, develop, and manufacture the system. The contractor should have the experience, resources, and knowledge to produce the system.
Term
Cost / Funding
Definition
The ability of the system to achieve the program’s life-cycle _______ objectives. This includes the effects of budget and affordability decisions and the effects of inherent errors in the cost estimating technique(s) used (given that the technical requirements were properly defined).
Term
Management
Definition
The degree in which program plans and strategies exist and are realistic and consistent. The Government’s acquisition team should be qualified and sufficiently staffed to manage the program.
Term
Schedule
Definition
The adequacy of the time allocated for performing the defined tasks, e.g., developmental, production, etc. This factor includes the effects of programmatic schedule decisions, the inherent errors in the schedule estimating technique used, and external physical constraints.
Term
Functional Architecture
Definition
Essential aspect of the Requirements Analysis process; provides
definition of the system functional baseline
Term
Functional Architecture
Definition
Expresses the detailed functional, interface, and temporal aspects of
the system to unambiguously communicate system behavior in its intended environment
Term
Functional Architecture
Definition
Outcome of a ____________ __________is the development of lower tier functional and performance requirements that need to be allocated to the system physical architecture
Term
Functional Baseline
Definition
inventory of functions
Term
Trade and synthesis process
Definition
Translates the outputs of the Stakeholder Requirements Definition and Requirements Analysis processes into alternative design solutions and selects a final design solution
Term
Physical architecture
Definition
Model of the physical (design) solution; physical architecture

Is complete when the system has been decomposed to lowest system element or configuration item level
Term
Output of System Architecture Design
Definition
Physical design resulting from a trade off between alternatives
Term
Output of System Architecture Design
Definition
Framework for design definition documentation (specifications and allocated and product baselines)
Term
Output of System Architecture Design
Definition
Confirmation of interoperability and open system performance requirements
Term
Output of System Architecture Design
Definition
Confirmation of interoperability and open system performance requirements
Term
Output of System Architecture Design
Definition
Up and downward traceability of requirements across functional, allocated, and product baselines
Term
Implementation
Definition
Fabricates the lowest level elements in the physical system hierarchy for integration, verification and validation for
-Manufacturing/coding, or
-Procurement, or
-Reuse
Term
Implementation
Definition
Above decisions are integral in a Modular Open Systems Approach (MOSA), especially for IT systems, and may impose
-Constraints on the design solution process
-Development of a manufacturing/supply chain system
Term
Implementation
Definition
-Development of supporting documentation (e.g. manuals)
-Packaging, handling, and storage
Term
Implementation
Definition
process that actually yields the lowest level system elements in the system hierarchy. The system element is made, bought, or reused. Making it involves the hardware fabrication processes of forming, removing, joining, and finishing; or the software processes of coding, etc.
Term
Integration
Definition
Process of incorporating lower level system elements into higher level system elements in the physical architecture
Term
Integration
Definition
Also the final incorporation of the system into its operational environment
Term
Integration
Definition
The __________ strategy and planning may impose constraints on the design solution as well as implementation processes
Term
Integration
Definition
The ___________process may require the development of enabling systems such as test-beds, fixtures, simulation environments
Term
Integration
Definition
Put pieces together and test
Term
Verification
Definition
Generates evidence of compliance with “build to” specifications
“Did you build the system right?”
Term
Verification
Definition
Done accordingly at all levels of implementation and integration, to include interfaces
Term
Verification
Definition
Think “DT”
“Confirming system elements meet the
design-to or build-to Spec”
Term
Verification Methods
Definition
Analysis
Examination
Demonstration
Testing
Term
Validation
Definition
___________ the system in its operational environment
Was the operational capability gap correctly identified?
Does the system fill the gap in a life cycle context.

“Did you build the right thing?”
Term
Validation
Definition
Start ___________ in the early stages of system life cycle to reduce risk
-Prototypes
-Mock-ups
-Modeling/simulation of system characteristics
-Modeling/simulation of operational environment

Get the requirements right
Term
Transition
Definition
Moves a system element from one level in the physical hierarchy to the next
Term
Transition
Definition
Might include
-Proper configuration
-Supporting documentation
-Technical reviews or peer reviews
Term
Transition
Definition
Move a system element
to t he next development stage
OR,
for the end product, to
the user
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