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Comparative Politics: Final
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131
Political Studies
Undergraduate 1
12/05/2010

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Term
What is an institution
Definition
a set of rules that define the roles and functions of actors, and the relationships between various actors
Term
what is a political institution
Definition
formal arrangements for influencing individual behavior by explicit rules and process and enforced by an actor or a group of actors
Term
formal institutions
Definition
Constitution, tradition, laws
- an established set of rules
Term
informal institutions
Definition
political parties, interest groups,
- specific rules for a certain group of actors
Term
actors
Definition
any sort of group or individuals involved with social movement
- TEA party
Term
Why do institutions matter
Definition
Institutions ensure contestation
- open and fair competition for executive and legislative branches
- real choice
Term
Contestation
Definition
the ability for political office to run for office in a fair election
- institutions ensure fair election by formal and informal rules enforced by actors.
Term
why institutions matter
Definition
Society preferences --> Formal and informal institutions (State) --> policy outcomes
- institutions channel in a way that translate to outcomes
Term
Presidential system vs Parliamentary system
Definition
differ in the origins of power of the Cheif executive and the legislature, and the relationship between them
Term
Presidential System
Definition
The Cheif executive has an electoral mandate that i its own source of legitimacy
- the legilative has an electoral mandate that is its own source of legitimacy
- popularly elected, whether directly or indirectly
Term
what institution is defined by a system of mutual dependence
Definition
parliamentary system
Term
what institution is defined as a system of mutual independence
Definition
presidential system
Term
Mechanics of parliamentary system
Definition
legislative body (parliament) are elected by individual constituencies / districts
- majority party only has to win by plurality
- after parliament forms, majority party choose chief executive, and executive has to be an elected member of legislated body
- cheif executive has the capacity to dissolve legislature and call for elections, but can also fall by receiving a vote of no confidence
- terms are also not fixed and can be liquefied at anytime
Term
3 important distinctions between presidential and parliamentary system
Definition
Differ in
- distribution of power
- concentration of power
- internal dynamics of ruling party
Term
Distribution of Power
Presidential vs parliamentary
Definition
Presidential
- seperation of power, executive and legislative ranch is conjoined with the executive branch dominant
Parliamentary system
- power is concentrated, executive and legislative branch is conjoined with the legislative being dominant
Term
Dynamics of ruling party
presidential vs parliamentary system
Definition
parliamentary system
- ruling party is more unified / disciplined
- if this does not happen than prime minister can tate no confidence and call for new elections
Presedential system
- less incentive for party to be unified so less diciplined, because terms are garanteed so actors are independent
Term
advantages of presidentialism
Definition
choice
- both bodies elected independently
accountability
- easy to claim responsibility for policy
identifiably
-
checking mechanism
- legislatures are more willing to actually reflect voter preferences
arbiter
- unpopular laws can have positive effects after term is completed
Term
criticisms of presidential system
Definition
dual democratic legitimacy
- political outsider is often favored so some get elected without much experience
temporal rigidity
- conflict, gridlock, lame duck occurs because of fixed terms
majoritarian tendencies
- winner takes all mentality that gives false state of mandate with less representativeness
Term
best democracy for a state to succeed in democracy
Definition
parliamentary sytem according to stepan and skach
Term
effects of presidentialism on transitional democracies
Definition
presidents and parties have no incentive to cooperate
- lead to deadlock, and increased likelihood of military intervention
- more likely for president to marginalize groups and attack legislature and political parties
- inflexible due to term limits
Term
what are political parties
Definition
- institutions for aggregating and representing the preferences of voters
- organizations that offer candiates and expend resources to elect those candiates
Term
what are cleavages
Definition
social and political divisions
Term
two views on the relationship between political parties and cleavages
Definition
- Sociological or primordial view
- instrumental or political view
Term
Sociological view / primordial view
Definition
bottom up approach
- political parties emerge from society and political elite reflect society
- natural objectives or preferences of society
- framework states that political parties naturally emerge from societal preferences.
Term
How primordial / sociological view developed
Definition
Framework
- political parties change when social conditions produce new social divisions
- in england, society changed from rural to the emergence of new class
social conditions --> cleavages --> political parties
Term
instrumental / political view
Definition
top down approach
- politicians are office seekers and create divisions or cleavages which are subjective
- political elite create preferences of society
Term
how instrumental / political view developed
Definition
political parties frame issues and create values / identities
- W Euro labor in 1960s had highest concentration of social workers but low support for communism
- empirical data did not reflect theories
Term
process of instrumental / politcal view
Definition
social conditions (latent divisions) --> political parties (translator / persuader) --> cleavages
Term
how do cleavages become politicized
Definition
identity categories are socially constructed
Term
key principle to how cleavages become politicized
Definition
TRANSLATION
- how politicicans translate or frame potential latent conflicts
- politicians make some divisions salient, and role of political actors is critical
Term
implications of sociological / primordial view
Definition
type of political parties evolve very slowly, and only with socio-economic changes
Term
freezing hypothesis
Definition
Libset and Rokkan,political parties become institutionalize and may not change or evolve
Term
implications for instrumental or political view
Definition
type of political parties can change more easily
- greater variation in party systems in different countris even when they are socially similar
Term
Peter Mair on cleavages
Definition
cleavages are social divisions that distinguish people on the basis of status, religion, ethnicity, etc.
- provides a clear sense of collective identity, have organizational expression, and combines social reality and political agency
Term
why do cleavages persist
Definition
-interests involved remain relevant and groups retain collective identity
- universal suffrage ended opportunities for new political identities to be mobilized
- the rules of the game, electoral system, favor the parties that devie the rules, and the cleavages that the parties are built on.
- existing parties control the terms of political conflict
Term
3 reasons why do cleavages change
Definition
Social change
- urbanization, modernization
collective identity fragments and interests are no longer shared
- post trantion parties, ethnic parties
organizations that shape a cleavage develop an ambition for more expansive political strategies
- dealignment
Term
what do political parties do: for political elites

"party is organized opinion" - benjamin disraeli
Definition
parites are coalitions that allow for coordination and division of labor
recruit and socialize politicians
- more so in parliamentary than presidential systems
Term
what do political parties do: for voters
Definition
provide information shortcuts - party identification and party labels
- parties mobilize citizens
Term
how are political parties a link between govt and people
Definition
political parties translate preferences into policy
- political parties can be held accountable
- many aspects of political party activity are also hidden
Term
what is principal agent problem?
Definition
when aspects of political party activity is hidden
- in non-democracies, the political party can be a means of control
Term
Cross-cutting vs. reinforcing cleavages
Definition
?
Term
Plurality system
Definition
when seats are awarded to candidate with the most votes
Term
Proportional Representation system
PR system
Definition
seats are divided amongst candidates proportionally based on the percentage of votes captured
Term
how do electoral rules matter
Definition
shape the strategic behavior of politicians, and voters, affecting the likelihood that political parties would form
Term
what two effects do electoral rules have
Definition
- number of political parties
- indirectly type of political parties
Term
effect of electoral rules chart
Definition
electoral rules --> political parties
Term
Electoral system
Definition
a set of laws and regulations that govern the electoral competition between candidates, parties, or both
Term
electoral forumula
Definition
how votes are translated in to seats
Term
district magnitude
Definition
the number of elected representitives in the electoral district
Term
district magnitude in a plurality system
Definition
district is often 1, thought not all the time.
Term
in a PR system
Definition
each party presents a list of candidates for a multi-member district
Term
Closed List PR
Definition
the party determines the ranking of candidates
Term
open list PR,
Definition
the voter can choose among candidates, presented by the party
Term
what impact does plurality system have on: behavior of politicians
Definition
more likely to maximize appeal towards the masses
Term
what impact does plurality system have on: behavior of voters
Definition
strategic voting, or more likely to vote for larger party
Term
what impact does plurality system have on: the number of political parties
Definition
fewer parties and likely to merge parties or incentive to merge parties to combine vote sharing
Term
Down's median voter theory
Definition
if voter preferences can be represented as a point on a single dimension, and if voters vote for politicians who offer a policy position close to their preferences --> politicians will maximize their votes by adopting a policy position preferred by the median voter.
- when there is a plurality system, it makes the best sense to move to the median. the voter also know that voting for person whose preferences best reflect theirs at the median is best cause otherwise other party gains advantage
Term
implications to median voter theory
Definition
- likely to see political centrists rather than extremists
- sometimes policy differences between political parties are minimum
- because policy is dicated at median, a lot of people end up dissatisfied, but any other alternative would create more dissatisfaction
Term
PR system: district magnitude
Definition
always greater than 1
Term
district magnitude is equal to...
Definition
number of seats possible within a district
Term
there is a ______ if it is a single member disstrict
Definition
plurality system
Term
closed PR list
Definition
voters dont choose cadidates
Term
Open list PR system
Definition
voters can choose candidates
Term
What impact does PR system have on: Behavior of politicians
Definition
politicians only need to win a fracion of vote, so they can be specific on issues
Term
what impact does PR system have on: behavior of voters
Definition
sincere voting rather than strategic voting
- higher chance that preferred candidate will win
- leads to more parties
- more specific ideological appeal
Term
type of electoral systems generally exist:
Definition
Plurality
- dominant in Africa and Asia
PR
- dominant in W. Europe
Mixed
- dominant in E. Europe
Term
Advantages of Plurality systems
Definition
small number of parties
- usually two
one party govt.
- good chance party has majority
- policies can be created quickly and operates efficiently
- more stable
accountability
- know who to blame
simplicity and ease
- rules are simple to implement
moderation
- political parties move to center so policies reflect moderation
Term
Disadvantages of Plurality system
Definition
unrepresentative
- each winning candidate can win and single party seats without winning majority of votes due to plurality
strategic voting rather than sincere voting
- makes voters feel disconnected and leads to low voter turnout
division and polarization
Term
advantages of PR systems
Definition
likely outcome
- broad and fair representation
- ethnic and religious minorities more likely to be politically included
- if closed list, easier for women and minorities to be elected and party discipline is high
Term
disadvantages of PR system
Definition
-more extremist parties
- small parties have disproportionate amount of power
- unstable government
- coalition govts are more prone to fall apart
accountability
- difficult to hold party accountable
weak links between voters and representatives
- more tahn one representative in district, makes it difficultt o have voter relation
ideologically inflexible
- less incentive to comprimise
Term
what is a "nation"
Definition
people who share a common language with in a specific border
- nation can transcend territory and boundries
Term
what is a nation
Definition
people who share a common language within a specific border
- nation can transcend territory and boundries
Term
how do we distinguish a nation from: ethnicity
Definition
- groups that comprise a nation
- not necessarily in border / territory
- dealing with lineage
Term
how is culture related to ethnicity
Definition
- language, traditions, geographic location, customs, history,
- no definitive list
Term
a nation is inherently
Definition
a political concept that binds people through common political apirations
- self-government, soverignty, equality community
Term
a nation creates what?
Definition
it creates nationalism
Term
Nationalism according to Gellneer
Definition
nationalism is a political principle which holds that the political nad the national unit should be congruent
- you can have a nation without territory, but create nationalism where a homeland is deserved and can be sovereign
Term
citizenship
Definition
an individuals rights and obligations
- right to vote, and obligated to pay taxes
more inclusive and flexible
- a matter of pledging allegiance and become a part of sytem
Term
patriotism vs nationalism
Definition
- nationalism is a set of aspirations such as acquiring sovereign territory
- patriotism ?
Term
origins of identities
Definition
are they primordial or construced
- top down - instrumental view
- bottom up - sociolgical view
Term
historical orgin of nationalism
Definition
formation of the modern state
- Weber: the state is the organization that has a MONOPOLY on the LEGITIMATE use of force within a TERRITORY
- controls territory through military means, and is recognized and accepted by citizens
Term
Tilly's quote
Definition
"war made the state and the state made war"
Term
1648 peace of westphalia
Definition
- pope could not dicate what kindas and princes choose for religion in the region
Term
why was the 1648 peace of Westphalia significant
Definition
recognized the autonomy of kings and princes, and established sovereign boundries
Term
Rise of the nation: state
Definition
Gellner (nations and nationalism)
- industrialization and literacy
- universalized 'high culture' or cultural standardization
Term
rise of the nation: state
Definition
Weber: peasants into Frenchmen
- education, military service, urbanization, internal migration
Term
Eugene Weber quote
Definition
"nationalism is not the awakening of an old, latent, dormant force, though that is how it does indeed present itelf, it is in reality the consequence of a new form of social organization, based on deeply internalized, education dependent high cultures, each protected by its own state."
Term
according to Weber, what engenders a nation
Definition
Nationlalism
Term
Anderson's paper
Definition
a nation is an IMAGINED POLITICAL COMMUNITY
Term
four features of anderson's imagined political community
Definition
- imagined
- limited
- sovereign
- community
Term
rise of the imagined community
Definition
- a new way of linking fraternity, power, and time meaingfully together
- decline of the religious community
- decline of the dynastic realm
- rise of print languages and vernacular
Term
the resource course: paradox of plenty
Definition
countries with large endowments of natural resources often do worse ECONOMICALLY and POLITICALLY generally than countries with few resources
- the antithesis would be expected
Term
Evidence for the paradox of plenty
Definition
- have grown less rapidly than resource poor countries in the last 25-35 years
- associated with weak democratic development, corruption, and civil war
- make up a growing fraction of authoritarian regimes
Term
variation among resource rich countries
Definition
not all suffer from lack of development or civil strife and some rank near the top of countries in terms of income, health, and education, but others rank near the bottom. some are plagued by inequality but not others
- Valenzuela a concentration of wealth, where Norway does not to the same extent
Term
nations with large endowments tend to be
Definition
Rent seeking
- economic rent refers to the gap between the value of a resource and the cost of extracting it
-
Term
rent seeking refers to
Definition
gains from MANIPULATIN and EXPLOITING the economic environment rather than profits from economic transactions and the production of wealth
- --> adverse behavior: using political mechanisms to capture rents
Term
economic challenges and consequences
Definition
unequal expertise
Term
what is dutch disease
Definition
refers to a figurative economic bubble that will inevitably 'pop'.
- US housing market is an example
- rise in currency value and redirection of factors of production
Term
volatility of income
Definition
variability over time of extraction and payments, and fluctuations in value
- --> long term planning is difficult with boom bust cycles
Term
what is over consumption
Definition
living of the capital
Term
political challenges and consequences: corruption
Definition
corruption
- business leaders and govt officals make deals that benefit parties involved
Term
political challenges and consequences: unaccoutnable states with weak institutions
Definition
dont need to develop sophisticated institutions
Term
political challenges and consequences: grievances in producing regions
Definition
negative externailities on environemnt, poor working conditions,
Term
political challenges and consequences: military challenges
Definition
posses the means to control operation
- weak state builds military apparatus to ensure internal security or oppress population
Term
political challenges and consequences: threats to democracy three effects
Definition
rentier effect
- taxation, spending, and group formation
repression effect
modernization effect
Term
rentier effect
Definition
taxation
- state has low tax rate if any do to large revenues from natural resources so state does not have to be accountable to citizens
spending effect
- government will hand select groups to support to maintain power
group formation effect
- not very much private entrepreneur ship, huge publc sector, small private sector, and a repressed middle class
Term
repression effect
Definition
government will use military to ensure internal security and control regions rich in natural resources
Term
modernization effect
Definition
- informal institutions are stymied by government in resource rich states so democratization does not occur
Term
ross's findings
Definition
resource wealth and absence of democracy are closely related
- more so in poor democracie
- rentier effect is supported, but repression and modernization effect is not supported in later studies
Term
ross's findings about islam
Definition
rules out islam as a factor in absence of democracy
- non oil muslim countries have democratized at the same rate as non muslim countries
non oil countries in the middle east have liberalized much more than oil rich countries
Term
5 economic challenges and consequences
Definition
- unequal expertiase
- dutch disease
- long term planning difficult so boom, bust cycles
- overconsumption
- underinvestment in education
Term
5 political challenges and consequences
Definition
- corruption
- unaccountable states with weak institutions
- grievances in producing regions
- military challenges to government
- threats to democracy
Term
clash of civilizations: Huntington
Definition
Culture matters
- legacies of civilizations
- cultural differences include political values
Term
what aspects of cultural differences comprise political values
Definition
- sepration of religion and state
- rule of law
- social pluralism
- representive institutions and government
- protection of individual rights and liberties
Term
what do cultural differences lead to?
Definition
ethno-religious clashes between and within states
Term
Recap on huntington
Definition
some cultures are particularly hostile to democracy - confucianism and Islam
Term
support for Huntington's hypothesis
Definition
- how confucian and islamic values are opposed to democratic views
- show these values are in fact the factors that hamper democratization
Term
problem of the Mosque and state
Definition
islam is undemocratic because the absence of distinction between religous community and political community
Term
Basic facts of Islam
Definition
muhamed is the last prophet
- monotheistic
islam means submission
Term
5 pillars of Islam
Definition
profession of faith-
- prayer 5 times a day
- fasting during ramadan
- zakat
- making haj or pilgrimage to mecca
Term
sacred sites of islam
Definition
- mecca
- medina
- jerusalem
1.3 billion believers with many demoninations
Term
sources of religious authority
Definition
the koran
- literal words of god
sunnah
- words and acts of muhamed
ijma
- scholarly consensus
qlyas
- analagous deduction
ijtjihad
- indpenednent judgement
syariah
- codified law, conidered divene
figh
- jurisprudence based on the four sources of authority
Term
politics and religion in Islam
Definition
golden age
- first four caliphs
sunni- shiite schism
- rift between groups
ummayad, abbasid, and ottoman empires
codification of the syariah
abence of central authority in sunni islam
Term
islam vs islamism
Definition
"form of theory and practice that have as their gal the establishment of an islamic political order in the sense of a tate whose govt principles, intitutions and legal system derive directly from the syariah
- no reference to teh state in the quran or syariah
Term
Jamal al-din al afhani
Definition
espoused modern science,said islam was a religion of change and progress
Term
muhammed abduh
Definition
divided islamic law into two spheres
- obligations to god and social duties
- supported improving status of women
Term
Stepan's and Robertson's emprical evidence
Definition
non arab muslim majority countries are much more likely to enjoy high level of poltical rights
- non arab muslim majority countries are electoral over acheives
Term
Norris and Inglehart 2002
Definition
western and muslim societie agree on most political values
- support for democratic ideals, approval of how democratic performance, attitudes towards leadership
- exeption, role of religous leaders, but this is congruent with catholics in latin american countries
Term
Norris and Inglehart contd
Definition
-support for democracy is stronger in muslim socieites
- biggest gap between western and muslim societies are, social values, especially for gender
Term
issue of modernization in muslim societies
Definition
authoritarian regimes
Term
what reasons are there supporting the claim, the middle east region is not prone to democratize based on region itself not religion
Definition
- economic development
- colonialism and its aftermath
- patrimonial states with coercive apparatus
- geopolitics, us support for authoritarian regimes
- oil
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