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Administrative Law
Federal Administrative Law - Gary Lawson
62
Law
Graduate
12/02/2011

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Term
Administrative Law Defined
Definition

The governing the forms, functions, and activities of government agencies.

 

imposes procedural requriements or other obligations on all federal agencies unless they have a statutory exemption

Term
Where are agencies established in the Constitution?
Definition

Congress is given the authority to create agenices through:

 

the necessary and proper clause

Article 1, Section 8, Clause 18

 

Presidential Power

Article 2, Section 2, Clause 2

Term
Admin Agencies are governed by:
Definition

organic acts created by congress

and the Administrative Procedure Act (APA)

 

If the organic act does not cover agency action, then the agency action is covered by the APA

Term

APA Defined Administrative Agency

 

Section 551

Definition

An authority of the government of the United States, whether or not it is within or subject to reveiw by another agency

Does Not Include:

- Congress, the courts of the United States, the govt's of the territories or possessions of the United States, govt of DC, Agencies composed of representatives of the parties or of representatives of organizations of the parites to the disputes determined by them, court martials and military commissions, military authority exercised in the field in time of war or in occupied territory, sections conferred in different sections of the APA

Term
Common Definition of Agency
Definition
Any authority of the US govt, except Congress, the federal coruts, territorial govts and certain military entities
Term
Single Head Agency
Definition

Typically executive agencies (means that there is one person in charge of the entire agency)

 

falls under the executive with cabinet level agencies which gives the president unlimited removal power in his sole disrection

Term
Multi-Member Agencies
Definition

Typically Independent Agencies -- run by boards or commissions, most regulate economic activity

 

insulated from presidential control

 

Removal -- insulated from presidential control that apply to normal executive agencies

  • they have tenure in office and removal by misconduct or cause
Term
Rulemaking
Definition

APA Defined:

Prospective

Force of Law (binding law)

Has to be general

An agency statement

(Remember: Paul Freed Girl Scouts)

 

Types:

Formal and Informal

Term
Adjudication Defined:
Definition

Final disposition other than rulemaking

INCLUDES LICENSING

Particular and immediate

 

Results from adjudication:

proceedings can be formal and informal

order have no procedural requirements

if it is characterized as a rule then procedural requirements will apply

Term
Determining if it is Rulemaking or Adjudication
Definition

If it is a:

  • generality (more likely to be a rule) and prospectively (imminent impact on parties)
  • The more prospecitve, the more likely it is a rule
Term
Functionalist view of the Constitution
Definition

TEXT PLUS

 

the text of the law is important, but so are other avenues

Term
Formalist
Definition

JUST TEXT

 

The laws text is written down and that is all that matters

Term
Buckley v. Valeo
Definition
The principal of seperation of powers was not simply an abstract
Term

Non Delegation Defined:

 

Definition

3 branches of govt cannot delegate their constitutional power to others, but they still do.

 

The Delegation Continuum -- how much authority has been delgated to an administrative agency

Term
No Delegation
Definition
There is no delegation to agencies
Term
Conditional Legislation
Definition

Early SC cases only permitted CONDITIONAL LEGLISLATION

 

First Congress: any proper person Congress felt that they could make a fair amount of digression to the Prez that they felt was necessary

 

Second Congress: if Congress gave narrow digression then the court would uphold it

Term
Cargo of the Brig Aurora v. United States
Definition

Conditional language is okay.

Gave the president one choice in an area where you cna mkae firm judgment and this was power that can be delegated

Term
Marshall Field v. Clark
Definition

The fact that the presidnet gets to make unreasonable trade restrictions does not give a large amount of power to him and therefore the court rejected the delegation challenge

 

Congress can enact legislation on the effect of which depends on the presidents determination that a named contigency exists

Term

Intelligible Prinicpal Test

 

Definition

(developed in: J.W. Hampton v. U.S.)

 

If Congress shall lay down by legislative act an intelligible principal to which the person or body authorized to fix such rates is direct to conform, such legistalive action is not forbidden delgation of legislative power

 

an intelligible principal can be as broad as in public interest

 

only 2 cases have ever been overturned by the court of having too much delegation

Term
Panama Refining Co. v. Ryan
Definition
Because no standards were given limiting the power there was too much power delegated
Term
A.L.A. Schechter Poultry v. United States
Definition
giving the president the power to decide what was considered to be fair competition was considered to broad of an intelligible principal and was overturned
Term
Mistretta v. United States
Definition

For Congress to fulfill its legislative function effectively, it must be able to leave details to the agenices

 

If the question is whether Congress has given too much discretion, the court will rule no except:

1. wherer it involes the entire economy

2. unlimited discretion

3. rule of contruction

4. if the case is close to the line, the court will employ a rule of construction to limit the delegation

Term
What does Non-Delegation Limit:
Definition

Almost nothing:

schecter polutry

- cannot delegate the power of the entire economy

- there have been no limits on the President's discretion

- Rules of construction

 

If there is a delegation that plausibly could be read to be an unconstitutional delegation, it is mechanism that there are no successful non-delegation challenges.

Term
How can Congress pull back  on the power they delegate to Admin Agencies the the President?
Definition

Legislative Veto

Statutory Overrides

Appropriations

Term
Legislative Veto
Definition

Used to be a way of control over the agencies

However, it has been overturned and can no longer be used because on many occassions it lack bicameralsim (they would allow a one house veto) and it lacked the president's signature (a requirement to make anyting law)

Term
Immigration & Naturalization v. Chadha
Definition
overturned the legislative veto
Term
Statutory Override
Definition
mechanism where one, or both, houses pass a resolution disagreeing with an agency action with presidential approval
Term
Appropriations
Definition
congress controls the "purse strings" that are available to each agency and can use that control or reward agency behavior through reduced or expanded budget
Term
2 methods for appoiting agency personnel
Definition

 

President Nominates, Senate Confirms

  • they are a officer of the united states if the senate has to confirm them

OR

Preisdent, Courts of Law or heads of deparement can appoint agency personnel

  • they are an inferior officer if appointed this way
  • do not need senate confirmation
Term

Are they an officer or an employee?

 

Test

Definition

An officer: exercises significant legal authority

 

an employee: handles ministerial/functionary things

Term
Congress Duties in Appointment
Definition

Congress Cannot:

1. appoint administrative officials

2. have members of congress serve on adminstrative bodies

3. control the removal of agency officials

4. exercise their legislative veto over administartive action unless both houses and the president are involved

Term
Buckley v. Valeo
Definition
People can be appointed by the President, Courts or Heads of Department

congress CANNOT appoint, but they can amend the agency organic act to affect the powers of an already appointed official
Term
Freytag v. Commission of Internal Revenue
Definition
If ALJ's make formal, final decisions they are acting then more than employees and should be treated as inferior officers
Term
Landry v. FDIC
Definition
If ALJ's who do not make final agency decisions are govt employees, not inferior officers and do not need to be appointed.
Term
Morrison v. Olsen
Definition
Independent counsel was considered an inferior officer because they are appointed by judges and because they investigate the president there might be a conflict of interest between the parties
Term
Edmund v. United States
Definition
Court does not dispute that military appellate judges are charged with exercising significant authority on behalf of the united states
Term
Removal of Agency Officials
Definition
Congress can limit Presidential Removal Power so long as it does not "unduly interfere' with the president's constitutionally appointed duties (does not matter if it is purely executive) -- Morrison v. Olson
Term
Meyers v. United States
Definition
President has the sole authority to remove executive officials because
1. executive power in the constitution means ultimate removal power
2. appointment clause does not implicate anything about removal
3. if congress could limit who could be removed
Term
Agencies and Article III
Definition
Congress cannot delegate too much power to agencies regarding adjudication because they they are overstepping their bounds of Article III
Term
Rule of Delegation Prior to Schor
Definition
Administrative agency can delegate a public right (i.e. govt suits)
Administrative agencies cannot adjudicate private rights
Term
Private rights
Definition
Considered to be common law rights -- torts, contracts, and property
Term
Commodity Futures Trading Comm'n v. Schor Test for Delegation to AJ's
Definition
To authorize the adjudication of article III business in a non-article III tribunal impermissible threatens the institutional integrity of the Judicial Branch

Factors to determine whether the delegation to an agency for adjudication is going to impede on Article III judges:
1. the extent to which the "essential attributes of Judicial power" are reserved to Article III courts
2. the extent to which the non-Article II forum exercises the range of jurisdiction and powers normally vested only in Article III courts
3. the origins and importance of the right to be adjudicated
4. the concerns that drove Congress to depart from the requirements of Article III
Term
Admin Adjudication and Jury Trial
Definition
7th amendment does not apply to agency adjudication --- Atlas Roofing Co., Inc. OSHRC
Term
Protections of Administrative Law Judges
Definition
The ALJ may not "be responsible to or subject to the supervision or direction of an employee or agency engaged in the performance of investigative or prosecuting functions for agency"

exceptions:
- to agency, with like effect as in the case of the other orders and in its sound discretion may issue a declaratory order to terminate a controversy or remove uncertainty
Term
The Administrative Procedure Act
Definition
Describes how agencies are supposed to act if the organic act does not dictate how an agency is supposed to act (First Organic Act, then APA)
Term
Structure of the APA
Definition
includes:
1. availability, timing and form of judicial review
2. scope of judicial review
3. role in regulating, rulemaking, and adjudication (553-558)
Term
Main Subjects of the APA
Definition
1. Agency disclosure of information
2. governs the availability, timing and form of judicial review of agency action
3. the scope of judicial review of agency decisions
4. regulates the procedures that agencies must employ when making decisions
Term
Formal Rulemaking
Definition
the ultimate decision when making rules has to be based on the written record -- usually only used if required by statute
Term
553(c) Requires:

The Florida East Coast Railway
Definition
one the records needs to be verbatim in the organic act to require formal rulemaking
1. after hearing is not good enough to initiate formal rulemaking procedures
Term
If on the record appears in the Organic Act then...
Definition
the agency must follow APA 556/557 and requires trial like procedures
1. evidence taken with all parties present
2. issues subpoenas
3. rule on offers of proof
4. take depositions/have depositions taken
5. regulate the course of the hearing
6. hold conferences for settlement
Term
Informal Rulemaking
Definition
the amount of procedures that agencies have to follow are minimal or non-existent for informal activity
Term
Informal Rulemaking Requirements
Definition
1. Notice
2. Opportunity for Comment
3. Publication
Term
The Vermont Yankee Case
Definition
Agencies are free to impose additional requirements upon themselves, COURTS CANNOT IMPOSE ADDITIONAL REQUIREMENTS ON THE AGENCY
Term
CL&P v. NRC
Definition
The final decision for rulemaking has to be a logical outgrowth of the original rule.
Term
Statutory Hybrid Rulemaking Defined
Definition
The cross between informal and formal rulemaking
used to describe procedures more extensive then what is in the APA and the Constitution
Term
Notice of Proposed Rulemaking Applies does not apply to:
Definition
interpretative rules, general statements of policy, or rules of agency organization procedure or practice
Term
What is required for notice?
Definition
1. must be published in the federal register
2. time, place and nature of rulemaking proceedings
3. reference to the legal authority for promulgating rules
4. terms or substance of the proposed rule or a description of the subjects and issue involved
Term
553(c):Statement and Basis and Purpose
Definition
after consideration of the relevant matter presented, the agency shall incorporate in the rules adopted a concise general statement of their basis and purpose.
Term
Basis and Purpose Contains:
Definition
1.the agency's justification for its rule
Term
553(c): opportunity for comment
Definition
after notice required by this section, the agency shall give interested persons an opportunity to participate in the rule making through submission of written data, views or arguments with or without opportunity for oral presentation.
Term
Exemptions from Rulemaking:
Definition
1.military or foreign affairs
2. a matter relating to agency management of personnel or to public property, loans, grants, benefits or contract
3. procedural rules
4. interpretative rules
5. policy statements
6. good cause
Term
Procedural Rules:
Definition
Where normally procedural rules employ a substantive value judgment or
substantially alter the rights of interest of regulated parties, the rules must be preceded by notice and comment because they are substantive
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